CCEP COMPLIANCE AND ETHICS PROFESSIONAL
NEWEST EXAM 2024 /2025 COMPLETE 200 REAL
QUESTIONS AND CORRECT VERIFIED ANSWERS (A
NEW UPDATED VERSION) |GUARANTEED PASS A+
(REVISED EXAM)
What will a compliance program document in regards to
governance policies?
Answer- That the governance policies for the compliance and
ethics program are maintained.
Who does a Compliance Officer report to?
Answer- A board of directors, or audit committee
What does a compliance officer report and to whom?
Answer- Reports compliance and ethics activity to the internal
governing body, like a board of directors/audit committee
Who else does a compliance officer report to?
Answer- Gives reports of compliance and ethics activity to the
senior business leader, like the CEO or CFO
,What does the CO coordinate inside the organization?
Answer- Coordinates the operational aspects of the compliance
program with management, like oversight committee and
senior managment.
Collaborate with others internally and externally to institute
best practices: what are others doing in their program?
Answer- Benchmarking
What is the CO responsible for in regards to goals of oversight
committee?
Answer- To ensure the goals and objectives of the oversight
committee are achieved.
What knowledge is needed?
Answer- Maintain knowledge of relevant laws and regulations
How is knowledge of relevant laws used?
,Answer- Relevant laws and regulations are applied to the needs
of the organization.
CO assures what about the compliance program?
Answer- That it is credible and run with integrity.
What must a CO recognize?
Answer- Recognize the need for outside expertise.
What does the governing board need to understand?
Answer- Its responsibilities related to compliance and ethics
program and culture.
What does CO need to do in regards to Legal Counsel?
Answer- Make sure the role of counsel is defined.
, What does the CO manage?
Answer- Manages resources for the compliance and ethics
program, like finance and personnel resources.
What should the CO do in regards to the business?
Answer- The CO integrates the compliance and ethics program
into the business.
Annually the CO needs to....
Answer- Develop an Annual compliance and ethics work plan.
To manage risks, the CO....
Answer- ensures the organization has processes inn place to
manage identified risk areas, like conflicts of interest, privacy,
anti-corruption, and anti-bribery.
Compliance is responsible for...
NEWEST EXAM 2024 /2025 COMPLETE 200 REAL
QUESTIONS AND CORRECT VERIFIED ANSWERS (A
NEW UPDATED VERSION) |GUARANTEED PASS A+
(REVISED EXAM)
What will a compliance program document in regards to
governance policies?
Answer- That the governance policies for the compliance and
ethics program are maintained.
Who does a Compliance Officer report to?
Answer- A board of directors, or audit committee
What does a compliance officer report and to whom?
Answer- Reports compliance and ethics activity to the internal
governing body, like a board of directors/audit committee
Who else does a compliance officer report to?
Answer- Gives reports of compliance and ethics activity to the
senior business leader, like the CEO or CFO
,What does the CO coordinate inside the organization?
Answer- Coordinates the operational aspects of the compliance
program with management, like oversight committee and
senior managment.
Collaborate with others internally and externally to institute
best practices: what are others doing in their program?
Answer- Benchmarking
What is the CO responsible for in regards to goals of oversight
committee?
Answer- To ensure the goals and objectives of the oversight
committee are achieved.
What knowledge is needed?
Answer- Maintain knowledge of relevant laws and regulations
How is knowledge of relevant laws used?
,Answer- Relevant laws and regulations are applied to the needs
of the organization.
CO assures what about the compliance program?
Answer- That it is credible and run with integrity.
What must a CO recognize?
Answer- Recognize the need for outside expertise.
What does the governing board need to understand?
Answer- Its responsibilities related to compliance and ethics
program and culture.
What does CO need to do in regards to Legal Counsel?
Answer- Make sure the role of counsel is defined.
, What does the CO manage?
Answer- Manages resources for the compliance and ethics
program, like finance and personnel resources.
What should the CO do in regards to the business?
Answer- The CO integrates the compliance and ethics program
into the business.
Annually the CO needs to....
Answer- Develop an Annual compliance and ethics work plan.
To manage risks, the CO....
Answer- ensures the organization has processes inn place to
manage identified risk areas, like conflicts of interest, privacy,
anti-corruption, and anti-bribery.
Compliance is responsible for...
