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SIE Mastery Exam II Questions With Complete Solutions

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SIE Mastery Exam II Questions With Complete Solutions A customer sells short 100 shares of ABC stock at $60 and sells 1 ABC Oct 60 Put @ $6. The maximum potential loss is: A. unlimited B. limited C. $6,000 D. $600 ️️A. If the market rises, the short put expires, and the short stock position must be covered by making a purchase in the market. The loss potential is unlimited. The regulator that has primary responsibility for enforcing anti-money laundering laws is:

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