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SIE Mastery Exam 1 Questions With Complete Solutions
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SIE Mastery Exam 1 Questions With Complete Solutions The custodian bank does NOT perform which of the following functions? ️️Selecting the investment manager The best answer is C. The custodian bank always safekeeps the assets and usually acts as both paying agent and transfer agent. Therefore, sending dividends and proxies to shareholders would fall to the custodian. The custodian does not manage the fund, nor does it choose the manager. The manager's contract is voted on annually by the shareholders. Treasury Notes are: ️️government obligations with a maximum maturity of 10 years Which of the following projects would be financed by a general obligation bond issue? ️️The construction of a new junior high school
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SIE Mastery
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