Series 7 Exam: 1001 Practice Questions and Answers For Dummies 2nd Edition 2024 with complete solutions

Series 7 Exam: 1001 Practice Questions and Answers For Dummies 2nd Edition 2024 with complete solutions Series 7 Exam: 1001 Practice Questions For Dummies® Table of Contents Cover Title Page Copyright Introduction What You’ll Find Beyond the Book Where to Go for Additional Help Part 1: Practicing the Questions Chapter 1: Underwriting Securities The Problems You’ll Work On What to Watch Out For 1–22 Bringing New Issues to Market 23–47 Agreement Among Underwriters 48–64 Reviewing Exemptions Chapter 2: Equity Securities The Problems You’ll Work On What to Watch Out For 65–87 Common Stock 88–103 Preferred Stock 104–118 ADRs, Rights, and Warrants Chapter 3: Corporate and U.S. Government Debt Securities The Problems You’ll Work On What to Watch Out For 119–138 Bond Terms, Types, and Traits 139–156 Price and Yield Calculations 157–176 Comparing Bonds 177–200 U.S. Government Securities 201–206 Money Market Instruments 207–208 Structured Products Chapter 4: Municipal Bonds The Problems You’ll Work On What to Watch Out For 209–227 General Obligation Bonds 228–244 Revenue Bonds 245–260 The Primary Market 261–284 Other Types of Municipal Bonds 285–296 Municipal Notes 297–300 Municipal Fund Securities 301–313 Taxes on Municipal Bonds 314–331 Municipal Bond Rules 332–352 Gathering Municipal Bond Info Chapter 5: Margin Accounts The Problems You’ll Work On What to Watch Out For 353–359 Margin Paperwork 360–362 FRB Rules Relating to Margin Accounts 363–368 Initial Margin Requirements 369–370 Calculating Debt and Equity in Long Margin Accounts 371–374 Calculating Debt and Equity in Short Margin Accounts 375–381 Excess Equity 382–392 Restricted Accounts and Minimum Maintenance Chapter 6: Packaged Securities The Problems You’ll Work On What to Watch Out For 393–427 Management Investment Companies 428–432 Face-Amount Certificate Companies, UITs, and ETFs 433–437 Real Estate Investment Trusts 438–449 Fixed and Variable Annuities 450–453 Variable Life and Variable Universal Life Insurance 454–456 Investment Company Rules Chapter 7: Direct Participation Programs The Problems You’ll Work On What to Watch Out For 457–465 DPPs, General Partners, and Limited Partners 466–471 Partnership Paperwork 472–473 Types of DPP Offerings 474–476 Passive Income and Losses 477–496 Evaluating Direct Participation Programs Chapter 8: Options The Problems You’ll Work On What to Watch Out For 497–509 Option Basics 510–529 Option Basics 530–571 Straddles, Combinations, and Spreads 572–604 Stock and Options 605–615 Non-equity Options 616–636 Registered Options Principal (ROP), the OCC, the ODD, and the OAA 637–640 Additional Option Rules Chapter 9: Portfolio and Securities Analysis The Problems You’ll Work On What to Watch Out For 641–673 Portfolio Analysis 674–705 Fundamental Analysis 706–720 Technical Analysis Chapter 10: Orders and Trades The Problems You’ll Work On What to Watch Out For 721–726 Primary and Secondary Markets 727–736 Exchanges and the OTC Market 737–741 Broker-Dealer 742–771 Order Types and Features 772–792 Designated Market Maker Chapter 11: Taxes and Retirement Plans The Problems You’ll Work On What to Watch Out For 793–830 Taxes on Investments 831–836 Gift and Estate Tax Rules 837–864 Retirement Plans Chapter 12: Rules and Regulations The Problems You’ll Work On What to Watch Out For 865–870 Securities Regulatory Organizations 871–919 Opening Accounts 920–973 Trading by the Book Once the Account Is Open 974–1001 Other Important Rules Part 2: Checking Your Answers Chapter 13: Answers and Explanations Chapter 1 Answers Chapter 2 Answers Chapter 3 Answers Index Chapter 4 Answers Chapter 5 Answers Chapter 6 Answers Chapter 7 Answers Chapter 8 Answers Chapter 9 Answers Chapter 10 Answers Chapter 11 Answers Chapter 12 Answers