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CISI REGULATIONS EXAM CHAPTER 1 Final Exam Study Questions with COMPLETE SOLUTIONS (LATEST 2024]

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CISI REGULATIONS EXAM CHAPTER 1 Final Exam Study Questions with COMPLETE SOLUTIONS (LATEST 2024] Where does the FCA get the power to perform their regulatory role? - CORRECT ANSWER FSMA 2000 Who regulates Banks in the UK? - CORRECT ANSWER The Bank of England Who funds the FCA via contributions? - CORRECT ANSWER Firms authorised under the Financial Services and Markets Act 2000 Who develops and executes the governments public finance and economic policy? - CORRECT ANSWER Her majesty's treasury The core purposes of the UK Bank - CORRECT ANSWER Monetary (prices) stability, financial (systems) stability What is the FPC? - CORRECT ANSWER The financial policy committee. Meets 4 times a year. Issues direction to PRA/FCA PRA objective - CORRECT ANSWER Promote the safety and soundness of PRAauthorised firms Avoid instabilit

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