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CHC STUDY GUIDE 2023 QUESTIONS AND ANSWERS100% VERIFIED AND GRADED A+

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Federal Sentencing Guidelines - Culpability Score Aggravating Factors - CORRECT ANS 1. upper-level employee participates, condones, or ignores offense 2. repeat offense 3. hinder investigation 4. awareness and tolerance of violation is pervasive Federal Sentencing Guidelines - Culpability Score Mitigating Factors - CORRECT ANS 1. effective compliance program 2. reported promptly 3. cooperation with investigation 4. accept responsibility Federal Sentencing Guidelines - Seven Elements of an Effective Compliance Program - CORRECT ANS 1. written standards of conduct 2. Chief Compliance Officer 3. effective education and training 4. audits and evaluations to monitor compliance 5. reporting processes and procedures for complaints 6. appropriate disciplinary mechanisms 7. investigation and remediation of systematic problems The only thing worse than not having a policy is... - CORRECT ANS ...having a policy and not following it.

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Uploaded on
February 15, 2024
Number of pages
85
Written in
2023/2024
Type
Exam (elaborations)
Contains
Questions & answers

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