Series 79 Key Concepts with 100% correct annswers graded A+

Series 79 Key ConceptsWhat is the name for the definitive proxy? - correct answer DEF14A What is the name for the preliminary proxy? - correct answer PRE14A When does preliminary proxy need to be filed to SEC relative to definitive proxy? - correct answer PRE14A must be filed with the SEC at least 10 calendar days prior to DEF14A Who does definitive proxy need to be sent to, and when? - correct answer DEF14A must be sent to SEC and shareholders at least 20 calendar days before shareholder meeting How long do shareholders get to think about tender offer? - correct answer 20 business days How long does BOD have to respond to tender offer w form 14D-9? - correct answer 14D-9 is due within 10 business days of Schedule TO filing Final syndicate settlement must occur within ___ days after the syndicate settlement date - correct answer 90 Bond Interest Rates is based on - correct answer US Treasury securities, not the Federal Reserve's interest rate Bond call premium 1. What is total paid at maturity on a semiannual bond w - face(par) value=$1000 - coupon rate=6% - purchased at=98 (meaning purchased for $980, a discount bond) 2. What is total paid at maturity on a semiannual bond w