Exam (elaborations)
Customs Study Set BROKER COMPLIANCE questions with correct answers
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The failure of a corporate broker to have at least one officer of the corporation with a valid individual broker's license during any continuous period of days may result in the revocation (by operation of law) of the license and any permits issued to the corporation. A. 180 B. 30 C. 100 D. 120 E. 90 CORRECT ANSWER D. 120 19 CFR 111.45(a) CUSTOMS BROKERS Revocation by operation of law. Records of broker-related financial transactions must be retained for at least . A. 2 years B. 5 years C. 4 years D. 1 year E. 3 years CORRECT ANSWER B. 5 years 19 CFR 111.23 (a)(2) CUSTOMS BROKERS Retention of records.
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