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Exam (elaborations)

CQA questions with correct answers

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Traits of a good auditor include the following? Correct Answer-Good listening skills, empathy, sound judgment and open-mindedness, and objectivity are all desirable characteristics for an auditor. As an audit team member, an auditor is responsible for: Correct Answer-The key point is what an auditor does as part of the team, not as a team leader. These responsibilities include preparing for their respective assignment(s), gathering data and forming conclusions, and contributing to the audit report. What are the three general auditor skill categories? Correct Answer-Emotional, mechanical, intellectual Who is responsible for defining an internal audit program's auditor qualification standards? Correct Answer-The audit manager There are three areas of qualification an auditor should be able to demonstrate competence in. They are: Correct Answer-objectivity; technical competence; audit practices / processes *Auditors must be free of a vested interest in the area audited to be objective and unbiased. They should understand common industry practices and should know about work papers, data collection and problem identification. What are the three levels of qualification an auditor should be able to provide document evidence of compliance to? Correct Answer-Immediate organizational level (Local); professional; conformity assessment Which of the following is not one of the basic rules for quality audits an auditor should be familiar with?

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Uploaded on
October 10, 2023
Number of pages
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Written in
2023/2024
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