FINRA Practice SIE Exam questions and answers 100% verified.
FINRA Practice SIE Exam questions and answers 100% verified. The redemption value of an open-end investment company's shares is based on the: previous offering price previous closing NAV NAV computed after the order is received offering price computed after the order is received - correct answers.NAV computed after the order is received The computation of dollar prices and accrued interest on municipal bonds is normal on what calendar basis? 30/360 30/365 Actual/360 Actual/365 - correct answers.30/360 Blue-sky laws are regulated by which of the following entities? SEC MSRB FINRA state securities regulators - correct answers.State securities regulators At the time of issuance, which of the following securities normally has the longest period to expiration? Rights Options Warrants Repurchase agreements - correct answers.Warrants Regular way settlement on Treasury Bonds is: same day next business day second business day
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