CCEP: Set 1-4 questions with complete solutions

A company uses 5,000 third parties to accomplish business tasks. Which of the following steps should the compliance and ethics professional take to require third parties to comply with the company's ethics and compliance standards? A. Read the third party's code of conduct. B. Include the standards in the third-party contract. C. Conduct due diligence on the third party. D. Communicate the standards to the third part correct answers B. Include the standards in the third-party contract. When auditing compliance issues, the person must be A. external. B. an internal auditor. C. certified. D. independent correct answers D. independent Which of the following is the MOST effective way a compliance and ethics professional can evaluate compliance and ethics audit findings? A. Investigate only those allegations received from mid-level management. B. Conduct trend analysis on identified risk areas and benchmark results against industry standards. C. Track the number of sexual harassment allegations received by HR that are substantiated. D. Review the number of hotline calls received and provide the information to the CFO correct answers B. Conduct trend analysis on identified risk areas and benchmark results against industry standards. After an internal investigation, a plant manager is fou