Which of the following statements is true about treasury stock
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It is issued stock that has been subsequently reacquired by the corporation
Which of the following comparisons best describes the essential difference between
a primary distribution and a secondary distribution
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A primary distribution involves a sale of newly issued shares by the issuer
while a secondary distribution involved the sale of already issued and
outstanding shares
In the over-the-counter market, the term "spread" refers to the difference between
the:
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bid and asked prices
A member of a stock exchange responsible for providing liquidity is a security by
being willing to buy and sell at all times is known as:
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A Market Maker
In the event of a stock split, which of the following parties is required to maintain a
record of the shareholders eligible to receive the additional shares
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Transfer agent
, Which of the following responses describes the advantage of index funds
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Lower management fees due to passive management for the fund
At the time of issuance, which of the following securities normally has the longest
period to expiration
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Warrants
Under normal circumstances,a customer's letter of intent on a mutual fund purchase is
valid for maximum period of time
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13
Stability in the value of a debt portfolio is greatest when:
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maturities of the debt securities are short
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It is issued stock that has been subsequently reacquired by the corporation
Which of the following comparisons best describes the essential difference between
a primary distribution and a secondary distribution
,Give this one a try later!
A primary distribution involves a sale of newly issued shares by the issuer
while a secondary distribution involved the sale of already issued and
outstanding shares
In the over-the-counter market, the term "spread" refers to the difference between
the:
Give this one a try later!
bid and asked prices
A member of a stock exchange responsible for providing liquidity is a security by
being willing to buy and sell at all times is known as:
Give this one a try later!
A Market Maker
In the event of a stock split, which of the following parties is required to maintain a
record of the shareholders eligible to receive the additional shares
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Transfer agent
, Which of the following responses describes the advantage of index funds
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Lower management fees due to passive management for the fund
At the time of issuance, which of the following securities normally has the longest
period to expiration
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Warrants
Under normal circumstances,a customer's letter of intent on a mutual fund purchase is
valid for maximum period of time
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13
Stability in the value of a debt portfolio is greatest when:
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maturities of the debt securities are short