Reorganization (Bankruptcy)
Give this one a try later!
Entity will likely be able to retain property and continue doing business but
must submit and stick to a plan that will allow the repayment of some or all
of its existing debts within a specified time frame.
,Intrinsic Value (Puts)
Give this one a try later!
when market price of stock is below the strike price of the put. Buyers like
and sellers do not
Control and Restricted Securities (SEC Rule 144)
Give this one a try later!
-Control securities- those owned by directors, officers, or persons who
own or control 10% or more of the issuers voting stock.
-Restricted securities- those acquired through some means other than a
registered public offering.
An investor is short a January 30 call at 5. Breakeven is
Give this one a try later!
35
It would be expected that a repurchase (repo) agreement contract would include
Give this one a try later!
, the repurchase price and the maturity date
Prepayment risk
Give this one a try later!
risk that a borrower will repay the principal on a loan or debt instrument
before its maturity and thus deprive the lender of future interest payments.
Restricted shares, those that are unregistered, meaning that they were not attained in
a public offering, may be sold by a nonaffiliate
Give this one a try later!
after holding them for 6 months and freely thereafter
Limited Partners (LPs)
Give this one a try later!
cannot lose more than they invested. Have no business management
responsibilities. Lps have right to sue Gps.
An unsecured promissory note issued by a bank that can be traded in the secondary
market is known as
, Give this one a try later!
a negotiable CD
General Partners (GPs)
Give this one a try later!
can be held personally liable for business losses and debts. Role is to
manage all aspects of the partnership and have a fiduciary responsibility to
used invested capital in the best interest of the investors.
At-the-money (Puts)
Give this one a try later!
when the price of the stock equals the strike price of the put. Sellers like
and buyers do not
Define growth (capital gains)
Give this one a try later!
Profit realized when a capital asset is sold for a higher price than the
purchase price.
Give this one a try later!
Entity will likely be able to retain property and continue doing business but
must submit and stick to a plan that will allow the repayment of some or all
of its existing debts within a specified time frame.
,Intrinsic Value (Puts)
Give this one a try later!
when market price of stock is below the strike price of the put. Buyers like
and sellers do not
Control and Restricted Securities (SEC Rule 144)
Give this one a try later!
-Control securities- those owned by directors, officers, or persons who
own or control 10% or more of the issuers voting stock.
-Restricted securities- those acquired through some means other than a
registered public offering.
An investor is short a January 30 call at 5. Breakeven is
Give this one a try later!
35
It would be expected that a repurchase (repo) agreement contract would include
Give this one a try later!
, the repurchase price and the maturity date
Prepayment risk
Give this one a try later!
risk that a borrower will repay the principal on a loan or debt instrument
before its maturity and thus deprive the lender of future interest payments.
Restricted shares, those that are unregistered, meaning that they were not attained in
a public offering, may be sold by a nonaffiliate
Give this one a try later!
after holding them for 6 months and freely thereafter
Limited Partners (LPs)
Give this one a try later!
cannot lose more than they invested. Have no business management
responsibilities. Lps have right to sue Gps.
An unsecured promissory note issued by a bank that can be traded in the secondary
market is known as
, Give this one a try later!
a negotiable CD
General Partners (GPs)
Give this one a try later!
can be held personally liable for business losses and debts. Role is to
manage all aspects of the partnership and have a fiduciary responsibility to
used invested capital in the best interest of the investors.
At-the-money (Puts)
Give this one a try later!
when the price of the stock equals the strike price of the put. Sellers like
and buyers do not
Define growth (capital gains)
Give this one a try later!
Profit realized when a capital asset is sold for a higher price than the
purchase price.
