CERTIFIED COMPLIANCE AND ETHICS
PROFESSIONAL (CCEP) CERTIFICATION EXAM
QUESTIONS AND DETAILED CORRECT ANSWERS |
ALREADY PASSED A+
What does discipline need to be? - ans -Case-specific and consistent
What is the first thing to do when you are ready to discipline? - ans -Respond
appropriately
What is the first thing you should do after you identify the risks in your
organization? - ans -Prioritize
How often to rotate lead auditor, coordinating partner, and/or reviewing partner
off an audity? - ans -Every 5 years
What is the second step regarding discipline after you have responded? - ans -
Prevent future occurrences
Which act imposes liability on persons/companies that defraud the government? -
ans -False Claims Act (FCA)
Which act prohibits employees from paying, offering, or promising to pay officials
of other countries for the purpose of obtaining or maintaining their business? -
ans -Foreign Corrupt Practices Act (FCPA)
What are the three areas the DOJ looks at when deciding punishment? - ans -
Public benefit, public harm, and how indictment would impact the org culture
What is the first basic compliance element? - ans -Establish standards, policies,
and procedures
What is the first and best line of defense in compliance? - ans -Education
What is the first step of a compliance program development? - ans -Structure
PROFESSIONAL (CCEP) CERTIFICATION EXAM
QUESTIONS AND DETAILED CORRECT ANSWERS |
ALREADY PASSED A+
What does discipline need to be? - ans -Case-specific and consistent
What is the first thing to do when you are ready to discipline? - ans -Respond
appropriately
What is the first thing you should do after you identify the risks in your
organization? - ans -Prioritize
How often to rotate lead auditor, coordinating partner, and/or reviewing partner
off an audity? - ans -Every 5 years
What is the second step regarding discipline after you have responded? - ans -
Prevent future occurrences
Which act imposes liability on persons/companies that defraud the government? -
ans -False Claims Act (FCA)
Which act prohibits employees from paying, offering, or promising to pay officials
of other countries for the purpose of obtaining or maintaining their business? -
ans -Foreign Corrupt Practices Act (FCPA)
What are the three areas the DOJ looks at when deciding punishment? - ans -
Public benefit, public harm, and how indictment would impact the org culture
What is the first basic compliance element? - ans -Establish standards, policies,
and procedures
What is the first and best line of defense in compliance? - ans -Education
What is the first step of a compliance program development? - ans -Structure
