Understanding FOCI Questions and Answers

Understanding FOCI Questions and Answers The countermeasure that consists of a document that describes all security measures, both physical and technical, in place to prevent unauthorized access to classified information is a: Technology Control Plan (TCP) Which of the following is an example of when FOCI is adjudicated at the headquarters level? Foreign control of the company Annual Implementation and Compliance Reports are required for companies under which of the following mitigation tools? SSA In a Board Resolution, the Annual Compliance Certification is a formal letter written by the: Senior Management Official (SMO) The Annual Compliance Meeting is usually held at: The highest tier cleared company Within which phase of the FOCI process are actions implemented to safeguard, restrict or deny unauthorized access to classified information? Mitigation Based on assessment of the information provided in the SF 328 and other research sources, the DCSA FOCI Division: Determines at which level the case will be adjudicated and recommends a FOCI Action Plan The IS Rep is responsible for which of the following activities in the FOCI process? Conducting preliminary analysis of FOCI information, and conducting local adjudication upon receipt of confirmation from the FOCI Division. The initial meeting takes place: After the language in the mitigation agreement has been approved by DCSA Which of the following is a 10-question survey designed to help identify the presence of FOCI in an organization? SF 328, Certificate Pertaining to Foreign Interests Once the SF 328 and accompanying documentation are submitted, the IS Rep: Conducts a preliminary analysis of the FOCI information A company under FOCI may be granted an FCL if it uses various security measures, safeguards, and restrictions to prevent unauthorized access to classified information. TRUE The Committee on Foreign Investment in the U.S. is chaired by the: Treasury Department Before the FOCI factors can be analyzed, they must be accurately identified and understood within the context of the organization's need for a facility clearance. TRUE Which of the following FOCI action plans requires an initial meeting between company and DCSA representatives? e. All of the above (a.Special Security Agreements b.Voting Trust Agreements c.Proxy Agreements d.Security Control Agreements) DCSA will accept the Annual Implementation and Compliance Report from a contractor in the form of: A formal letter written by the company's Senior Management Official to the Field Office submitted through the designated system of record in advance of the annual review Question 1 of the SF 328 asks about foreign ownership of the organization. The question should be answered "yes" if any foreign entity owns ____ percent or more of company's stock. 5 During part 2 of the Annual Compliance Meeting, the DCSA representatives meet with the expanded group of attendees to: Discuss compliance with special controls and procedures established to mitigate FOCI Under what circumstances may a Limited Facility Clearance (Limited FCL) be granted? all of the above Additional, tailored security education and threat briefings may be required at the local level for companies with FOCI. TRUE