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EXAMFX SIE UPDATED Exam Questions and CORRECT Answers
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What is the maximum amount of SIPC coverage available to each separate customer? - $500,000 including up to $250,000 in cash If a customer purchases securities and does not settle the account 4 business days, what should the brokerage firm do first? - Ask for an extension of time from the SRO or cancel the trade and sell off the purchased securities When must a customer who purchases securities in a cash or margin account pay for the securities? - 4 business days What is the maximum insurance the SIPC provides customer accounts for unreturned cash? - $250,000
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EXA SIE
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EXA SIE
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