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Seg Mock Exam 2 Questions with 100% Correct Answers | Latest Version 2024 | Expert Verified | Ace the Test
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Gary is reviewing his portfolio and notices that the value of a segregated fund he recently purchased has dropped significantly. He is worried about the fund. The last time he spoke with his advisor was the day he purchased the fund. He and his advisor have both been busy and not had time to speak. What did Gary's advisor do incorrectly? a) Gary's advisor should have followed up to see if he was satisfied with the segregated fund. b) Gary and his advisor are required to meet at least once every two years to review his portfolio. c) Gary's advisor should have updated him on the risks in his portfolio so Gary did not lose any money.
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