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Exam (elaborations)

FINRA Practice SIE Exam 2023

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The redemption value of an open-end investment company's shares is based on the: previous offering price previous closing NAV NAV computed after the order is received offering price computed after the order is received - Answer NAV computed after the order is received The computation of dollar prices and accrued interest on municipal bonds is normal on what calendar basis? 30/360 30/365 Actual/360 Actual/365 - Answer 30/360 Blue-sky laws are regulated by which of the following entities? SEC MSRB FINRA

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Uploaded on
October 17, 2023
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2023/2024
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