CUSECO REVIEW TIPS QUESTIONS AND ANSWERS
SURE A+
✔✔Best practice for screening lists - ✔✔should be checked multiple times.
✔✔Classification request process results - ✔✔ECCN or EAR99 classification.
✔✔Permanent imports of defense articles into the US - ✔✔are not regulated by
Commerce, State, Defense.
✔✔Commodity jurisdiction requests - ✔✔can be reviewed by DDTC.
✔✔US government agencies with screening lists - ✔✔BIS, DDTC, OFAC.
✔✔Examples of alphanumeric symbols for export control classifications - ✔✔1. 5A992.a
2. XIII(b) 3. EAR99.
✔✔OFAC screening list - ✔✔Specifically Designated Nationals and Blocked Persons
List.
✔✔Screening list identifying potential buyers requiring a license - ✔✔Entity List.
✔✔Lawful export of some goods subject to the EAR - ✔✔could be due to a license
exception.
✔✔Multilateral control regime for 'dual use' items - ✔✔The Wassenaar Arrangement.
✔✔Activity of transaction based screening - ✔✔Every order is individually screened.
✔✔Persons required to register with DDTC - ✔✔before submitting a license application:
Manufacture of defense articles or defense services, exporter of defense articles or
defense services, brokering activities involving defense articles or defense services.
, ✔✔Best procedure to determine jurisdiction between DDTC and BIS - ✔✔Commodity
Jurisdiction Submission.
✔✔Restricted parties screening should include - ✔✔new employees and agents,
brokers, representatives, and visitors, attendees at meetings, conferences, and
seminars.
✔✔Marking on shipping containers to avoid - ✔✔Unique identification markings
required by the buyer.
✔✔Items found on both the USML and the CCL - ✔✔Shotguns, cameras, software.
✔✔Red flag indicators - ✔✔Must always be the ones published in regulations, may be
synonymous with Diversion Risk indicators.
✔✔Commerce License requirement exceptions - ✔✔A License Exception applies, NLR
applies, or an Encryption Licensing Arrangement applies.
✔✔New DDTC electronic defense trade licensing system - ✔✔D-Trade-2.
✔✔Destination Control Statements under the ITAR and EAR - ✔✔are required to be on
the shipping label, the bill of lading, the AES filing.
✔✔Application for licenses for temporary export of classified articles - ✔✔are to be
made on form DSP - 85.
✔✔Registration requirement for producing or exporting articles - ✔✔on the USML.
✔✔ITAR license application for a permanent export requires - ✔✔name and address of
foreign end-user, name and address of foreign consignee, name and address of foreign
intermediate consignee (if any).
✔✔Routed transaction under the EAR - ✔✔documentation by which the FPPI is to
assume responsibility for export compliance.
✔✔Agency most responsible for AES - ✔✔US Census Bureau.
✔✔Exporting under exemption - ✔✔we are working with the EAR.
✔✔Employees at DDTC registered entities managing D-Trade portal access - ✔✔Super
Users.
✔✔DDTC electronic defense trade licensing system - ✔✔D-Trade-2
SURE A+
✔✔Best practice for screening lists - ✔✔should be checked multiple times.
✔✔Classification request process results - ✔✔ECCN or EAR99 classification.
✔✔Permanent imports of defense articles into the US - ✔✔are not regulated by
Commerce, State, Defense.
✔✔Commodity jurisdiction requests - ✔✔can be reviewed by DDTC.
✔✔US government agencies with screening lists - ✔✔BIS, DDTC, OFAC.
✔✔Examples of alphanumeric symbols for export control classifications - ✔✔1. 5A992.a
2. XIII(b) 3. EAR99.
✔✔OFAC screening list - ✔✔Specifically Designated Nationals and Blocked Persons
List.
✔✔Screening list identifying potential buyers requiring a license - ✔✔Entity List.
✔✔Lawful export of some goods subject to the EAR - ✔✔could be due to a license
exception.
✔✔Multilateral control regime for 'dual use' items - ✔✔The Wassenaar Arrangement.
✔✔Activity of transaction based screening - ✔✔Every order is individually screened.
✔✔Persons required to register with DDTC - ✔✔before submitting a license application:
Manufacture of defense articles or defense services, exporter of defense articles or
defense services, brokering activities involving defense articles or defense services.
, ✔✔Best procedure to determine jurisdiction between DDTC and BIS - ✔✔Commodity
Jurisdiction Submission.
✔✔Restricted parties screening should include - ✔✔new employees and agents,
brokers, representatives, and visitors, attendees at meetings, conferences, and
seminars.
✔✔Marking on shipping containers to avoid - ✔✔Unique identification markings
required by the buyer.
✔✔Items found on both the USML and the CCL - ✔✔Shotguns, cameras, software.
✔✔Red flag indicators - ✔✔Must always be the ones published in regulations, may be
synonymous with Diversion Risk indicators.
✔✔Commerce License requirement exceptions - ✔✔A License Exception applies, NLR
applies, or an Encryption Licensing Arrangement applies.
✔✔New DDTC electronic defense trade licensing system - ✔✔D-Trade-2.
✔✔Destination Control Statements under the ITAR and EAR - ✔✔are required to be on
the shipping label, the bill of lading, the AES filing.
✔✔Application for licenses for temporary export of classified articles - ✔✔are to be
made on form DSP - 85.
✔✔Registration requirement for producing or exporting articles - ✔✔on the USML.
✔✔ITAR license application for a permanent export requires - ✔✔name and address of
foreign end-user, name and address of foreign consignee, name and address of foreign
intermediate consignee (if any).
✔✔Routed transaction under the EAR - ✔✔documentation by which the FPPI is to
assume responsibility for export compliance.
✔✔Agency most responsible for AES - ✔✔US Census Bureau.
✔✔Exporting under exemption - ✔✔we are working with the EAR.
✔✔Employees at DDTC registered entities managing D-Trade portal access - ✔✔Super
Users.
✔✔DDTC electronic defense trade licensing system - ✔✔D-Trade-2
