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Fiduciary AZ Practice - Certification 11- Exam Questions + Verified Answers 100- correct, Update 2026.docx

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Fiduciary AZ Practice - Certification 11- Exam Questions + Verified Answers 100- correct, Update

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CA Professional Fiduciary
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Institution
CA Professional Fiduciary
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CA Professional Fiduciary

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Uploaded on
January 17, 2026
Number of pages
10
Written in
2025/2026
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Fiduciary AZ Practice - Certification
11% Exam Questions + Verified
Answers 100% correct, Update 2026
Upon completion of an investigation, with or without a hearing, the
fiduciary board may impose civil penalt(ies)not to exceed how
much for each violation and not to exceed a total of how much? -
correct answer ✅$500 per violation ; $15,000 total


How many days does a licensee have to notify AOC staff of a
misdemeanor or felony conviction? -
correct answer ✅10 days


Within how many days of receipt for hearing should the hearing be
held? -
correct answer ✅60 days


After the disciplinary hearing, how many days does the hearing
officer have to prepare and file a written recommendation? -
correct answer ✅30 days


Within how many days upon expiration or surrender of the license
does the AOC division staff have to return any cash bond not
forfeited? -
correct answer ✅120 days

, Fiduciary AZ Practice - Certification
11% Exam Questions + Verified
Answers 100% correct, Update 2026

How many days does AOC staff have to mail the boards final order
of suspension to the certificate holder? -
correct answer ✅2 days


Once a designated principal has provided notice of inability to
serve, how many days does the business entity have to file with the
division staff, the executed principle form, naming the new
principal? -
correct answer ✅30 days


How many days from the date of an order of emergency summary
suspend must a hearing be held? -
correct answer ✅10 days


If a business entity's designated principal can no longer serve, how
many days do they have to notify division staff of the new
designated principal? Are the number of days the same for
Veterans and Public Fiduciary? -
correct answer ✅14 days, Yes

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