To be gips compliant Study guides, Class notes & Summaries
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CFA Level 1 - 101 Must Knows 368 Questions with Verified Answers,100% CORRECT
- Exam (elaborations) • 54 pages • 2023
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CFA Level 1 - 101 Must Knows 368 Questions with Verified Answers 
 
Addition Rule of Probability - CORRECT ANSWER ADDITION: P(A or B) = P(A) + P(B) - P(AB) 
 
Roy's Safety First Criterion - CORRECT ANSWER Safety First Ratio = (E(R) - Rₜ) / σ 
 
Larger ratio is better 
 
If (Rₜ) is risk free rate, then it becomes Sharpe Ratio 
 
Sharpe Ratio - CORRECT ANSWER Sharpe Ratio = (E(R) - RFR) / σ 
 
Larger ratio is better 
 
If (Rt) is higher than RFR, then it becomes Safety First Ratio 
 
Centra...
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CFA 4 questions with correct answers
- Exam (elaborations) • 13 pages • 2023
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if you were fired from a previous job and fail to tell your new emmployer is that a violation and if so of what? CORRECT ANSWER yes, misconduct. this information could potentially harm your new employer and he needs to know man! 
 
degress of price discrimination CORRECT ANSWER 1st degree-- know price that every consumer is willing to pay. 2nd degree-- price varies according to quanity demanded. sellers aren't able to distinguish classes or consumers. third degree-- charging different prices to...
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CFA level1-Mock-120
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CFA level1-Mock-120 
Questions 1~18 Relate to Ethics ............................................................................................. 2 
Questions 19~32 Relate to Quantitative analysis.................................................................. 8 
Questions 33~44 Relate to Economics.................................................................................. 14 
Questions 45~68 Relate to Financial Statement Analysis................................................... 18 
Q...
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CFA level1-Mock-120
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CFA level1-Mock-120 
2/44 
Questions 1~18 Relate to Ethics 
1. Correct answer: B. 
Members/candidates who possess material nonpublic information that could affect the value of an 
investment should not act or cause others to act on the information as stated in Standard II(A). 
Crux traded on the material information that Orca is about to be acquired by Cyber Kinetics. The 
information is non-public because it is not publicly available, which was verified when Crux 
researched Orca on the Interne...
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CFA Level 1 Q&A Entire Exam + Explanation | Questions with 100% Correct Answers | Updated & Verified
- Exam (elaborations) • 27 pages • 2023
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CFA Level 1 Q&A Entire Exam + Explanation | Questions with 100% 
Correct Answers | Updated & Verified 
Sharon Fields, CFA, provides her two weeks' notice and prepares over the next two weeks to transition 
into her own business. She clears her personal computer of contacts and turns over all client records 
to her employer. Her contract requires a two-year waiting period before contacting clients located in 
her client file. After her final day with her employer, she updates her personal pages ...
And that's how you make extra money
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CFA Mock Exam Full 89 Questions with Answers 2023,100% CORRECT
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CFA Mock Exam Full 89 Questions with Answers 2023 
 
 
if you were fired from a previous job and fail to tell your new emmployer is that a violation and if so of what? - CORRECT ANSWER yes, misconduct. this information could potentially harm your new employer and he needs to know man! 
 
degress of price discrimination - CORRECT ANSWER 1st degree-- know price that every consumer is willing to pay. 2nd degree-- price varies according to quanity demanded. sellers aren't able to distinguish classe...
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CFA( Chartered Financial Analyst )Level I Mock Exam.
- Exam (elaborations) • 38 pages • 2024
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1. Richard Cardinal, CFA, is the founder of Volcano Capital Research, an investment management firm 
whose sole activity is short selling. Cardinal seeks out companies whose stocks have had large price 
increases. Cardinal also pays several lobbying firms to update him immediately on any legislative or 
regulatory changes that may impact his target companies. Cardinal sells short those target 
companies he estimates are near the peak of their sales and earnings and that his sources identify 
as ...
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IACCP Master Questions Bank with Answers 100% solved Rated A+
- Exam (elaborations) • 40 pages • 2023
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IACCP Master Questions Bank with Answers 100% solved Rated A+IACCP Master Questions Bank with Answers 100% solved Rated A+ 
Contains marking scheme 
 
The SMC Capital, Inc. No-Action Letter (September 5, 1995) states that trade allocations may occur: 
A. Only on a rotational basis 
B. On a pro rata basis but other allocation methods can be used without violating the Advisers Act 
C. Only on a pro rata basis 
D. Based on the trader's good faith discretion – 
Which of the following should ...
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CFA Institute - Mock A(questions and answers)2022
- Exam (elaborations) • 42 pages • 2022
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Which of the following is least likely a requirement of the GIPS standards? Firms are required to: 
 
- present a minimum of five years of annual investment performance compliant with the GIPS standards. 
 
- include all discretionary, fee-paying portfolios in at least one composite. 
 
- have their performance records verified by an independent third party. 
C - 
 
It is a recommendation but not a requirement that firms obtain independent third-party verification to claim GIPS compliance. 
 
Fi...
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CFA Level 1 Q&A Entire Exam + Explanation | Questions with 100% Correct Answers | Updated & Verified
- Exam (elaborations) • 27 pages • 2023
- Available in package deal
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- $13.49
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CFA Level 1 Q&A Entire Exam + Explanation | 
Questions with 100% Correct Answers | Updated 
& Verified 
Sharon Fields, CFA, provides her two weeks' notice and prepares over the next two weeks to transition 
into her own business. She clears her personal computer of contacts and turns over all client records to 
her employer. Her contract requires a two-year waiting period before contacting clients located in her 
client file. After her final day with her employer, she updates her personal pages...
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