Investment banks Study guides, Class notes & Summaries
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![RSK4802 EXAM PACK 2023](/docpics/63e2a7ad1ecbb_2347034.jpg)
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RSK4802 EXAM PACK 2023
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RSK 4802 EXAM PACK 2022 
JANUARY /FEBRUARY 2016 
QUESTION1.1 
ai) 
Risk management is an important process because it empowers a business with the 
necessary tools so that it can adequately identify and deal with potential risks. 
Once a risk has been identified, it is then easy to mitigate it. In addition, risk 
management provides a business with a basis upon which it can undertake sound 
decision-making. 
-For a business, assessment and management of risks is the best way to prepare for 
even...
![STRATEGIC INNOVATION MANAGEMENT By TIDD, BESSANT - TEST BANK](/docpics/3332846/64ee1d121c61a_3332846_121_171.jpeg)
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STRATEGIC INNOVATION MANAGEMENT By TIDD, BESSANT - TEST BANK
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Testbank questions 
Chapter 02 & 03 Innovation Strategy and Identifying Strategic Capabilities 
 
Correct answers are indicated with a * 
 
1.	Four factors have a major influence on the ability of a firm to develop and create value through innovation. Which of the following is not one of these factors? 
a) Its ability to identify and exploit external sources of innovation, especially international networks. 
*b) Its ability to invest in basic science and technology. 
c) Its power and market pos...
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CFA ESG - Mock Exam Qestions With Verified Answers
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Which of the following is a governance issue? 
 
A. Tax transparency 
B. Health and safety 
C. Working conditions - Answer A is correct because "[e]xamples of the definition and scope of ESG issues can be illustrated by the two widely-referenced organisations...Tax Transparency [falls under the umbrella of] Governance". 
 
B is incorrect because "[e]xamples of the definition and scope of ESG issues can be illustrated by the two widely-referenced organisations...Health & Safety [falls under th...
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W!SE Financial Literacy Certification Test questions and answers
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Earned Income 
Income derived from active participation 
in a trade or business, including wages, salary, tips, 
commissions and bonuses. 
 
 
 
Unearned Income 
Any income that comes from investments and other sources unrelated to employment services. Examples: interest from a savings account, bond interest, alimony, and dividends from stock 
 
 
 
Exemptions (aka allowance) and how they work 
If you are not claimed as a dependent on another 
taxpayer's return, then you can claim one personal ...
![Conduct and Practices Handbook (CPH) Exam 136 Questions with Answers,100% CORRECT](/docpics/3268638/64df16fcab2e9_3268638_121_171.jpeg)
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Conduct and Practices Handbook (CPH) Exam 136 Questions with Answers,100% CORRECT
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Conduct and Practices Handbook (CPH) Exam 136 Questions with Answers 
 
Duty of care - CORRECT ANSWER This refers to obligation #3 of registered representative (RR) about acting honestly, in good faith, and in a professional manner. This is a requirement to provide advice to clients with those attributes in mind along with the proper skills and knowledge to do so. It is important to note that the standard of care provided is not a standard of perfection. RRs are usually held to this standard muc...
![FIN3702 Assignment 1 (QUALITY ANSWERS) Semester 1 2024](/docpics/4575362/65d7a51b6febd_4575362_121_171.jpeg)
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FIN3702 Assignment 1 (QUALITY ANSWERS) Semester 1 2024
- Exam (elaborations) • 21 pages • 2024
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This document contains workings, explanations and solutions to the FIN3702 Assignment 1 (QUALITY ANSWERS) Semester 1 2024. For assistance call or us on 0.6.8..8.1.2..0.9.3.4........ Question 1 
Not yet answered 
Marked out of 1.00 
Thyme Bank Ltd has offered Pizza 
Parlour Ltd the following in response to a 
R250 000 one-year loan application 
which was made to the bank. The stated 
rate was 9% and a 13% compensating 
balance. What will the effective annual 
rate be... 
O 1. 790% 
O2 375%, 
© ...
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D076 OA Questions with Correct Answers 2023 Graded A
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What are the main services offered by financial institutions? 
A. Soliciting charitable donations and then managing the distribution of these funds 
B. Accepting a wide variety of deposits, offering investment products, providing loans, 
and brokering financial transactions 
C. Deciding which assets to invest in to create wealth in the future 
D. Evaluating sources of funding for a business project, the capital structure of a firm, or 
actions managers could take to increase the value of the fir...
![Bloomberg Concept Questions & answers 2023](/docpics/6437bca3b2cad_2589222.jpg)
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Bloomberg Concept Questions & answers 2023
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Bloomberg Concept Questions & answers 2023Which of the following qualities of economic indicators do investors prize the most? - correct answer timeliness of release 
 
Why is the release of GDP statistics less interesting to investors than the release of other economic indicators? - correct answer because GPD statistics are released well after other economic indicators 
 
Which of the following important US economic indicators is only available on a quarterly basis? - correct answer GDP 
 
Whic...
![Chapter 22: Investment Banks EXAM STUDY GUIDE 2024 LATEST UPDATE WITH 100% CORRECT ANSWERS](/docpics/4893483/660b430b5ecdc_4893483_121_171.jpeg)
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Chapter 22: Investment Banks EXAM STUDY GUIDE 2024 LATEST UPDATE WITH 100% CORRECT ANSWERS
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Investment Banks 
Everything from buying stock to raising money through a bond issuance typically requires an investment banking firm 
Investment banks perform a variety of crucial functions in financial markets, especially in the capital market 
 
 
 
Why are investment banks important to the capital market 
The primary markets consist of the corporations seeking funding and the investment banks willing to fund the corps investments 
-IB will decide the best route to raise capital for the compa...
![FIN3702 Assignment 1 (QUALITY ANSWERS) Semester 1 2024](/docpics/1904005/65d7a59542a05_1904005_121_171.jpeg)
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FIN3702 Assignment 1 (QUALITY ANSWERS) Semester 1 2024
- Exam (elaborations) • 21 pages • 2022
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This document contains workings, explanations and solutions to the FIN3702 Assignment 1 (QUALITY ANSWERS) Semester 1 2024. For assistance call or us on 0.6.8..8.1.2..0.9.3.4........ Question 1 
Not yet answered 
Marked out of 1.00 
Thyme Bank Ltd has offered Pizza 
Parlour Ltd the following in response to a 
R250 000 one-year loan application 
which was made to the bank. The stated 
rate was 9% and a 13% compensating 
balance. What will the effective annual 
rate be... 
O 1. 790% 
O2 375%, 
© ...
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