A compliance and ethics professional (CEP) receives a hotline call indicating that a
Vice President (VP) of an organization is making color copies for his wife's company.
Which of the following should the CEP do FIRST?
A. Report the allegation to the board of directors.
B. invoice the WP for the color copies.
C. Initiate a fact-finding investigation.
D. ignore the allegation completely
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C. Initiate a fact-finding investigation.
An employee raises a complaint regarding misconduct. Which of the following steps
is MOST appropriate to ensure the company's policy against retaliation is being
followed?
A. Offer the employee a separation package in exchange for a release of all claims.
B. Transfer the employees to a new department.
, C. Inform the employee's manager of the complaint.
D. Ensure periodic follow-up communications occur with the employee
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D. Ensure periodic follow-up communications occur with the employee
Compliance and ethics education for an organization should be divided into which of
the following two categories?
A. administrative and professional
B. managers and supervisors
C. internal and external
D. general and specific
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D. general and specific
A company offers free bottled water to all employees in pantry locations throughout
the building. A security camera tape reveals an employee putting several cases of
water in his trunk. The company's policies state that theft of company property will
result in immediate termination. Which of the following should the compliance and
ethics professional do FIRST?
A. Terminate the employee because of the company policy violation.
B. Initiate disciplinary action based on the security camera tape.
C. Interview the employee regarding his actions.
D. Report the matter to local law enforcement.
Give this one a try later!
Vice President (VP) of an organization is making color copies for his wife's company.
Which of the following should the CEP do FIRST?
A. Report the allegation to the board of directors.
B. invoice the WP for the color copies.
C. Initiate a fact-finding investigation.
D. ignore the allegation completely
Give this one a try later!
C. Initiate a fact-finding investigation.
An employee raises a complaint regarding misconduct. Which of the following steps
is MOST appropriate to ensure the company's policy against retaliation is being
followed?
A. Offer the employee a separation package in exchange for a release of all claims.
B. Transfer the employees to a new department.
, C. Inform the employee's manager of the complaint.
D. Ensure periodic follow-up communications occur with the employee
Give this one a try later!
D. Ensure periodic follow-up communications occur with the employee
Compliance and ethics education for an organization should be divided into which of
the following two categories?
A. administrative and professional
B. managers and supervisors
C. internal and external
D. general and specific
Give this one a try later!
D. general and specific
A company offers free bottled water to all employees in pantry locations throughout
the building. A security camera tape reveals an employee putting several cases of
water in his trunk. The company's policies state that theft of company property will
result in immediate termination. Which of the following should the compliance and
ethics professional do FIRST?
A. Terminate the employee because of the company policy violation.
B. Initiate disciplinary action based on the security camera tape.
C. Interview the employee regarding his actions.
D. Report the matter to local law enforcement.
Give this one a try later!
