FPSC Standard
Federal Public Service Commission (FPSC) Standardsanswers• CODE OF ETHICS
• RULES OF CONDUCT
• FITNESS STANDARDS
• PRACTICE STANDARDS
• INDUSTRY
Principle of the codeanswers1. Loyalty to the client
2. Integrity
3. Objective
4. Competence
5. Fairness
6. Confidentiality
7. Diligence
8. Professionalism
FP Canada Rules of Conduct Generalanswers1. Honesty and Integrity for self and associates
2. Conduct must reflect integrity
3. Shall not impugn the reputation of another CFP to clients or the public.
4. Must inform the council if you become aware of code violations of another CFP
5. Must inform the council if you become aware of illegal activities of another CFP
FP CANADA RULES OF CONDUCT DISCRETIONARY AUTHORITYanswers1. Applies when investment
decision making is done on behalf of the client: 2. Specific Disclosures
3. Joint Engagements (act as planner and investment salesperson: clear conflict of interest disclosure and
consent guidelines)
4. Continuous Disclosure.
Federal Public Service Commission (FPSC) Standardsanswers• CODE OF ETHICS
• RULES OF CONDUCT
• FITNESS STANDARDS
• PRACTICE STANDARDS
• INDUSTRY
Principle of the codeanswers1. Loyalty to the client
2. Integrity
3. Objective
4. Competence
5. Fairness
6. Confidentiality
7. Diligence
8. Professionalism
FP Canada Rules of Conduct Generalanswers1. Honesty and Integrity for self and associates
2. Conduct must reflect integrity
3. Shall not impugn the reputation of another CFP to clients or the public.
4. Must inform the council if you become aware of code violations of another CFP
5. Must inform the council if you become aware of illegal activities of another CFP
FP CANADA RULES OF CONDUCT DISCRETIONARY AUTHORITYanswers1. Applies when investment
decision making is done on behalf of the client: 2. Specific Disclosures
3. Joint Engagements (act as planner and investment salesperson: clear conflict of interest disclosure and
consent guidelines)
4. Continuous Disclosure.
