Certified Compliance and Ethics Professional (CCEP) Practice | 100% Correct Answers | Verified | Latest 2024 Version

What is the first thing you should do after you identify the risks in your organization? - Prioritize How often to rotate lead auditor, coordinating partner, and/or reviewing partner off an audity? - Every 5 years What does discipline need to be? - Case-specific and consistent What is the first thing to do when you are ready to discipline? - Respond appropriately What is the second step regarding discipline after you have responded? - Prevent future occurrences Which act imposes liability on persons/companies that defraud the government? - False Claims Act (FCA) Which act prohibits employees from paying, offering, or promising to pay officials of other countries for the purpose of obtaining or maintaining their business? - Foreign Corrupt Practices Act (FCPA) What are the three areas the DOJ looks at when deciding punishment? - Public benefit, public harm, and how indictment would impact the org culture What is the first basic compliance element? - Establish standards, policies, and procedures What is the first and best line of defense in compliance? - Education What is the first step of a compliance program development? - Structure What is worse than