CCEP EXAM SCRIPT VERIFIED QUESTIONS
WITH COMPLETE SOLUTION REVIEW
●● Corrective Action Plan
Answer: First step: Provide education and training on policy
misunderstandings
●● Compliance Program Development
Answer: Guidance provided by Federal Sentencing Guidelines
●● Ethics Program Outcome
Answer: Best outcome: Mitigating risk
●● Price-Fixing Training
Answer: Most important for sales staff
●● Compliance Program Inclusions
Answer: Should include document retention, confidentiality policies,
and cultural statement
●● Risk Assessment Action
Answer: First action: Conduct a compliance and ethics risk assessment
, ●● Harassment Reporting
Answer: Best action: Ask counsel to prepare the written report
●● Code of Conduct Evaluation
Answer: First step: Contact HR to resolve inconsistencies
●● Code of Conduct Revision
Answer: Next step: Compare content outline with other organizations
●● Ethical Standards Demonstration
Answer: Most convincing: Termination of an executive for
embezzlement
●● Anti-Bribery Policy
Answer: Policy to comply with the Foreign Corrupt Practices Act
●● Subpoena
Answer: Legal document requiring response or appearance
●● Risk Prioritization
Answer: Determining importance of potential risks
WITH COMPLETE SOLUTION REVIEW
●● Corrective Action Plan
Answer: First step: Provide education and training on policy
misunderstandings
●● Compliance Program Development
Answer: Guidance provided by Federal Sentencing Guidelines
●● Ethics Program Outcome
Answer: Best outcome: Mitigating risk
●● Price-Fixing Training
Answer: Most important for sales staff
●● Compliance Program Inclusions
Answer: Should include document retention, confidentiality policies,
and cultural statement
●● Risk Assessment Action
Answer: First action: Conduct a compliance and ethics risk assessment
, ●● Harassment Reporting
Answer: Best action: Ask counsel to prepare the written report
●● Code of Conduct Evaluation
Answer: First step: Contact HR to resolve inconsistencies
●● Code of Conduct Revision
Answer: Next step: Compare content outline with other organizations
●● Ethical Standards Demonstration
Answer: Most convincing: Termination of an executive for
embezzlement
●● Anti-Bribery Policy
Answer: Policy to comply with the Foreign Corrupt Practices Act
●● Subpoena
Answer: Legal document requiring response or appearance
●● Risk Prioritization
Answer: Determining importance of potential risks
