CCEP Exam Questions with VERIFIED Answers (Guaranteed Success)
Q1: How often to rotate lead auditor, coordinating partner, and/or reviewing partner off an audity?
Answer: Every 5 years
Q2: What does discipline need to be?
Answer: Case-specific and consistent
Q3: What is the first thing to do when you are ready to discipline?
Answer: Respond appropriately
Q4: What is the second step regarding discipline after you have responded?
Answer: Prevent future occurrences
Q5: Which act imposes liability on persons/companies that defraud the government?
Answer: False Claims Act (FCA)
Q6: Which act prohibits employees from paying, offering, or promising to pay officials of other
countries for the purpose of obtaining or maintaining their business?
Answer: Foreign Corrupt Practices Act (FCPA)
Q7: What are the three areas the DOJ looks at when deciding punishment?
Answer: Public benefit, public harm, and how indictment would impact the org culture
Q8: What is the first basic compliance element?
Answer: Establish standards, policies, and procedures
Q9: What is the first and best line of defense in compliance?
Answer: Education
Q10: What is the first step of a compliance program development?
Answer: Structure
Q1: How often to rotate lead auditor, coordinating partner, and/or reviewing partner off an audity?
Answer: Every 5 years
Q2: What does discipline need to be?
Answer: Case-specific and consistent
Q3: What is the first thing to do when you are ready to discipline?
Answer: Respond appropriately
Q4: What is the second step regarding discipline after you have responded?
Answer: Prevent future occurrences
Q5: Which act imposes liability on persons/companies that defraud the government?
Answer: False Claims Act (FCA)
Q6: Which act prohibits employees from paying, offering, or promising to pay officials of other
countries for the purpose of obtaining or maintaining their business?
Answer: Foreign Corrupt Practices Act (FCPA)
Q7: What are the three areas the DOJ looks at when deciding punishment?
Answer: Public benefit, public harm, and how indictment would impact the org culture
Q8: What is the first basic compliance element?
Answer: Establish standards, policies, and procedures
Q9: What is the first and best line of defense in compliance?
Answer: Education
Q10: What is the first step of a compliance program development?
Answer: Structure
