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SQE1 - Legal Services (Financial services) ACTUAL QUESTIONS AND CORRECT ANSWERS What is the Financial Services and Markets Act 2000 (FSMA)? - CORRECT ANSWERSThe primary legislation dealing with the regulation of financial services. The Act lays out the general framework for the regulation of financial services. Additional and more specific details of the regulation are contained within secondary legislation. What is the general prohibition? - CORRECT ANSWERSs9 FSMA contains a gener...
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SQE1 - Legal Services (Financial services) ACTUAL QUESTIONS AND CORRECT ANSWERS What is the Financial Services and Markets Act 2000 (FSMA)? - CORRECT ANSWERSThe primary legislation dealing with the regulation of financial services. The Act lays out the general framework for the regulation of financial services. Additional and more specific details of the regulation are contained within secondary legislation. What is the general prohibition? - CORRECT ANSWERSs9 FSMA contains a gener...