STC Series 7 Progress Exam 1B | Questions and Correct Answers | Latest Update 2024/2025 | 100% PASS
STC Series 7 Progress Exam 1B | Questions and Correct Answers | Latest Update 2024/2025 | 100% PASS An RR has a potential customer who is interested in international investing and sends the person a prospectus for an international equity fund. The customer then visits the RR's office to ask some questions about the types of risks that are associated with the fund. In order to help the client understand the risks of the fund, which of the following actions may the RR perform? A. Highlight the relevant sections of the prospectus B. Create a summary of the fund's risks and provide it to the client C. Provide the client with supplemental sales literature regarding the fund D. Tell the client to ignore the prospectus and read the statement of additional information instead - Answer -C. Provide the client with supplemental sales literature regarding the fund RRs may not alter a prospectus in any way and they may not tell clients to disregard its contents. However, a client may be given supplementalsales literature provided it is properly approved and accompanied with or preceded by a prospectus. Materials that are directly created by RRs (e.g., summaries) may be consid
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- 5 oktober 2024
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stc series 7 progress exam 1b 2024
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stc series 7 progress exam 1b 2025
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an rr has a potential customer who is interested i
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