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SIE PRACTICE EXAM QUESTIONS AND ANSWERS PRACTICE TEST 2023 An August 15 call is written at 4. The call expires without being exercised by the owner. The writer of the call keeps the $400 received when the call was written A mutual fund can offer all of the following to investors EXCEPT physical custody of the fund's portfolio cash and securities In an LP, which of the following is TRUE? The partnership entity is not responsible for paying taxes on gains MAS Corporation has enjoyed an extremely profitable year. It has been determined that those owning the MAS 4% preferred, participating to 6% preferred shares, will receive the full participating dividend. The participating shareholders will receive an additional dividend of 2% A registered representative has a customer buying securities, but rather than paying in full, the customer wants to borrow some of the money needed for the purchase from the brokerdealer. It is explained to the customer that in order to borrow the money, there will be interest payable based on the broker call loan rate In the dividend disbursement process three of the four critical dates are determined by the board of directors but one is determined by either FINRA for OTC stocks or the exchange for listed stocks. Which one is it? ex dividend