CISI
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CISI 217
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CISI, 2
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CISI Regulations EXAM ACTUAL QUESTIONS AND CORRECT ANSWERS How many days do clients get to cancel an OEIC investment (when they receive a cancellation notice)? (Chapter 4) - CORRECT ANSWERS14 How long should MiFID client confirmation copies be kept? (Chapter 4) - CORRECT ANSWERS5 years How long should non-MiFID client confirmation copies be kept? (Chapter 4) - CORRECT ANSWERS3 years How long should pension transfer cancellation records be kept? (Chapter 4) - CORRECT ANSWERSInde...
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CISI Regulations EXAM ACTUAL QUESTIONS AND CORRECT ANSWERS How many days do clients get to cancel an OEIC investment (when they receive a cancellation notice)? (Chapter 4) - CORRECT ANSWERS14 How long should MiFID client confirmation copies be kept? (Chapter 4) - CORRECT ANSWERS5 years How long should non-MiFID client confirmation copies be kept? (Chapter 4) - CORRECT ANSWERS3 years How long should pension transfer cancellation records be kept? (Chapter 4) - CORRECT ANSWERSInde...
CISI EXAM (CHARTERED INSTITUTE FOR SECURITIES & INVESTMENT) INCLUDES ACCURATE AND VERIFIED QUESTIONS TAILORED TO VARIOUS CERTIFICATIONS SUCH AS THE INTERNATIONAL INTRODUCTION TO SECURITIES AND INVESTMENT, INVESTMENT OPERATIONS CERTIFICATE What are the differences between warrants and covered warrants?(2) - ANSWER-Warrants are issued by the company while covered warrants are issued by banks. Warrants have greater risk, while covered warrants have some degree of protection. Covered w...
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CISI EXAM (CHARTERED INSTITUTE FOR SECURITIES & INVESTMENT) INCLUDES ACCURATE AND VERIFIED QUESTIONS TAILORED TO VARIOUS CERTIFICATIONS SUCH AS THE INTERNATIONAL INTRODUCTION TO SECURITIES AND INVESTMENT, INVESTMENT OPERATIONS CERTIFICATE What are the differences between warrants and covered warrants?(2) - ANSWER-Warrants are issued by the company while covered warrants are issued by banks. Warrants have greater risk, while covered warrants have some degree of protection. Covered w...