ACAMS CHP 4 QUESTIONS WITH
CORRECT ANSWERS 2025/2026
ABC pBank pwas pserved pwith pa psubpoena pcompelling pthe pproduction pof pcertain
pdocuments pon pa
personal pchecking paccount. pWhat pare pthe pfirst psteps pthe pbank pshould ptake pafter pbeing
pserved pwith pthe psubpoena? p- pCORRECT pANSWER p-The porganization pshould pensure pits
psenior pmanagement pand/or plegal pcounsel previews pthe psubpoena pand pindependently
pconfirms pits plegitimacy p(e.g., pto pconfirm pthat pit pis pnot pan pattempted pfraud pto pobtain
pconfidential pinformation). pIf pthere pare pno
grounds pfor pcontesting pthe psubpoena, pthe porganization pshould ptake pall pappropriate
pmeasures pto pcomply pwith pthe psummons por psubpoena pon pa ptimely pand pcomplete
pbasis. pThe pfinancial
organization pshould pnever pnotify pthe pcustomer pbeing pinvestigated.
How pshould pa pfinancial porganization pmonitor pthe preceipt pof pa psubpoena, psummons, por
pother prequests pfrom pgovernment pagencies? p- pCORRECT pANSWER p-Financial
porganizations pshould pensure pthat pall pgrand pjury psubpoenas pand pother pinformation
prequests pfrom pgovernment pagencies pare previewed pby psenior pmanagement pand pan
pinvestigations pgroup por plegal pcounsel pto pdetermine phow pbest pto prespond pto pthe
pinquiry pand pwhether pthe pinquiry por pthe punderlying pactivity pmight
pose pa prisk pto pthe porganization. pIn paddition, pthe porganization pshould pmaintain
pcentralized pcontrol pover pall prequests pand presponses pto pensure pthat pit presponds pto
, prequests pon pa pcomplete pand ptimely pbasis pand pmaintains pa pcomplete precord pof
pinformation pprovided. pThis pcentralized precord pwill palso passist pin pthe porganization's
pinternal pinvestigation.
If pa pfinancial porganization pis punder pinvestigation pby pa pgovernment pagency, pwhat
pinformation pshould pit pgive pemployees? p- pCORRECT pANSWER p-Employees pshould pbe
pinformed pof pthe pinvestigation pand pinstructed pnot pto pdirectly pproduce pcorporate
pdocuments. pRather, pthey pshould pinform psenior pmanagement por pcounsel pof pall prequests
pfor pdocumentation pand pprovide pthe pdocuments pto pthem pfor pproduction. pIn pthat pway,
pthe porganization pknows pwhat pis pbeing prequested pand pwhat phas pbeen pproduced. pIn
paddition, pthe porganization pcan pdetermine pwhat, pif pany, prequests pshould pbe pcontested.
pThe psame pprocedure pshould pbe pfollowed pwith prequests pfor pemployee
interviews.
In pwhat pways pcan pa pfinancial porganization pcooperate pwith plaw penforcement pduring pan
pinvestigation? p- pCORRECT pANSWER p-Providing pinvestigators pwith pthe pinformation pthey
pneed pto preach pan pinvestigative pconclusion pmight pbe pthe pmost peffective pway pto
pterminate pan pinvestigation pbefore pit phas pa pdevastating peffect pon pthe presources pand
preputation pof pan porganization.
CORRECT ANSWERS 2025/2026
ABC pBank pwas pserved pwith pa psubpoena pcompelling pthe pproduction pof pcertain
pdocuments pon pa
personal pchecking paccount. pWhat pare pthe pfirst psteps pthe pbank pshould ptake pafter pbeing
pserved pwith pthe psubpoena? p- pCORRECT pANSWER p-The porganization pshould pensure pits
psenior pmanagement pand/or plegal pcounsel previews pthe psubpoena pand pindependently
pconfirms pits plegitimacy p(e.g., pto pconfirm pthat pit pis pnot pan pattempted pfraud pto pobtain
pconfidential pinformation). pIf pthere pare pno
grounds pfor pcontesting pthe psubpoena, pthe porganization pshould ptake pall pappropriate
pmeasures pto pcomply pwith pthe psummons por psubpoena pon pa ptimely pand pcomplete
pbasis. pThe pfinancial
organization pshould pnever pnotify pthe pcustomer pbeing pinvestigated.
How pshould pa pfinancial porganization pmonitor pthe preceipt pof pa psubpoena, psummons, por
pother prequests pfrom pgovernment pagencies? p- pCORRECT pANSWER p-Financial
porganizations pshould pensure pthat pall pgrand pjury psubpoenas pand pother pinformation
prequests pfrom pgovernment pagencies pare previewed pby psenior pmanagement pand pan
pinvestigations pgroup por plegal pcounsel pto pdetermine phow pbest pto prespond pto pthe
pinquiry pand pwhether pthe pinquiry por pthe punderlying pactivity pmight
pose pa prisk pto pthe porganization. pIn paddition, pthe porganization pshould pmaintain
pcentralized pcontrol pover pall prequests pand presponses pto pensure pthat pit presponds pto
, prequests pon pa pcomplete pand ptimely pbasis pand pmaintains pa pcomplete precord pof
pinformation pprovided. pThis pcentralized precord pwill palso passist pin pthe porganization's
pinternal pinvestigation.
If pa pfinancial porganization pis punder pinvestigation pby pa pgovernment pagency, pwhat
pinformation pshould pit pgive pemployees? p- pCORRECT pANSWER p-Employees pshould pbe
pinformed pof pthe pinvestigation pand pinstructed pnot pto pdirectly pproduce pcorporate
pdocuments. pRather, pthey pshould pinform psenior pmanagement por pcounsel pof pall prequests
pfor pdocumentation pand pprovide pthe pdocuments pto pthem pfor pproduction. pIn pthat pway,
pthe porganization pknows pwhat pis pbeing prequested pand pwhat phas pbeen pproduced. pIn
paddition, pthe porganization pcan pdetermine pwhat, pif pany, prequests pshould pbe pcontested.
pThe psame pprocedure pshould pbe pfollowed pwith prequests pfor pemployee
interviews.
In pwhat pways pcan pa pfinancial porganization pcooperate pwith plaw penforcement pduring pan
pinvestigation? p- pCORRECT pANSWER p-Providing pinvestigators pwith pthe pinformation pthey
pneed pto preach pan pinvestigative pconclusion pmight pbe pthe pmost peffective pway pto
pterminate pan pinvestigation pbefore pit phas pa pdevastating peffect pon pthe presources pand
preputation pof pan porganization.
