Lecture 1: Introduction to Persuasive Communication
This comprehensive overview covers the content of Lecture 1: Introduction, drawing on the
prescribed literature (Chapters 1 and 2 of Perloff’s The Dynamics of Persuasion, 2017 edition)
and related lecture material.
The lecture establishes the foundational scope of the course by defining persuasion,
distinguishing it from related concepts (such as coercion, propaganda, and marketing
communication), and emphasizing the necessity of a scientific approach to studying persuasion.
1. Defining Persuasion and Persuasive Communication
At the core of the course is the formal definition of persuasive communication, which serves
as the basis for all subsequent topics.
Definition of Persuasion (Lecture/Literature):
“Persuasion is a symbolic process in which communicators try to convince other people to
change their attitudes or behaviors regarding an issue through the transmission of a message in
an atmosphere of free choice.”
This definition highlights that persuasion is both a communicative and psychological process.
It includes five interrelated components, each central to understanding how persuasion
operates.
Component Description
Persuasion uses symbols (words, images, nonverbal cues). It is
Symbolic Process fundamentally a communicative activity that involves meaning-
making rather than direct behavioral control.
The persuader consciously and purposefully tries to influence another
Attempt to Influence person. This intentionality distinguishes persuasion from
(“Try” Part / unintentional social influence or mere exposure effects. If no
Intentionality) persuasive intent exists (as in certain art or news), communication
becomes a borderline case of persuasion.
A verbal or nonverbal message must be conveyed. Messages may
Transmission of a
rely on arguments (central cues) or simple peripheral cues (e.g.,
Message
attractiveness, number of likes).
The recipient must have some degree of freedom to accept or reject
the message. If compliance is achieved through force or threats, it
Atmosphere of Free
constitutes coercion, not persuasion. However, persuasion and
Choice
coercion often overlap in real contexts, making the boundary
ambiguous.
, Component Description
Goal: Change (or The primary aim is to induce people to alter, shape, or reinforce
Reinforcement) of existing attitudes and behaviors. Persuasion can involve change,
Attitudes or Behavior stabilization, or strengthening of prior positions.
Persuasion vs. Related Concepts
Persuasion often overlaps with, but is distinct from, several adjacent communication phenomena.
Persuasion vs. Marketing Communication (Marcom)
• Persuasive communication is a broader concept; it forms the foundation of most
marketing communication.
• Marketing communication, however, extends beyond pure attitude or behavior change.
It also encompasses:
o Attention / Awareness (Memory effects)
o Branding and Identity building
o Targeting & Positioning
o Choice of Channels (offline vs. online)
o Campaign Strategy and Design
Hence, all marketing communication is persuasive, but not all persuasion is marketing.
Persuasion vs. Coercion
• Persuasion operates through reasoning, symbol use, and an atmosphere of free choice.
• Coercion relies on force, threat, or constraint, removing freedom of choice.
• Yet, the two can overlap — for example, social or institutional pressures may blur the
line between voluntary compliance and coercive influence.
Persuasion vs. Propaganda
Both use communication to shape attitudes and behaviors, but propaganda differs in its intent,
structure, and ethical character:
1. Leaders or institutions often exert near-total control over information flow.
2. Relies on mass or social media to reach and dominate public opinion.
3. Employs deceptive, manipulative, and one-sided language, presenting only a selective
version of facts.
Borderline Cases: News and Art
• News and art are often considered borderline cases of persuasion:
o They influence worldviews and perceptions.
, o However, they typically lack explicit persuasive intent or a direct goal of attitude
change.
o News aims for (at least nominal) objectivity, and art aims for expression or
reflection rather than behavioral modification.
2. Course Overview and Learning Goals
The course introduces a scientific and theoretical approach to persuasion, aiming to move
beyond everyday assumptions such as “looking attractive” or “speaking confidently.”
Instead, it focuses on why and how persuasion works, under what conditions, and through
which mechanisms.
Course Goals
1. Acquire Knowledge:
Understand what works, what doesn’t work, and why.
Gain familiarity with major theories, models, and empirical findings in persuasion.
2. Develop Analytical Skills:
Learn to systematically analyze persuasive messages and predict their effects based on:
o Sender characteristics (e.g., credibility, attractiveness, expertise)
o Message characteristics (e.g., framing, emotional appeals, argument strength)
o Receiver characteristics (e.g., involvement, personality, attitudes)
o Context characteristics (e.g., medium, setting, social environment)
3. Apply Insights Practically:
o Predict whether a given message is likely to be effective.
o Recognize when and how others attempt to persuade you.
o Develop the ability to design and deliver persuasive messages more effectively.
The course therefore combines theoretical understanding with practical application,
grounding everyday persuasion in research-based knowledge.
3. The Need for a Scientific Approach
The study of persuasion in this course adopts a social scientific perspective, distinguishing it
from intuition, opinion, or “armchair philosophizing.”
Why a Scientific Approach Is Essential
• Empirical Foundation:
Scientific inquiry relies on observation and evidence rather than assumption.
Researchers formulate theories, derive hypotheses, and test them empirically through
data collection and analysis.
, • Understanding Psychological Processes:
To grasp why messages succeed or fail, one must understand the cognitive and
emotional mechanisms by which people process persuasive communication (e.g., via the
Elaboration Likelihood Model and other process theories).
Communication effects cannot be understood without understanding how people
interpret and evaluate messages.
• Overcoming Lack of Self-Insight:
People often misjudge their susceptibility to persuasion.
They tend to believe they have a “canny ability to see through what other people are
trying to sell.”
However, empirical research shows that individuals are often unaware of the subtle
influences shaping their attitudes and decisions.
• Understanding Complexity:
Persuasion is an “endlessly complex phenomenon.”
It operates through numerous, often invisible, psychological and social mechanisms.
A scientific framework provides coherence and clarity in understanding the “blooming,
buzzing confusion of persuasion” (Perloff, 2017).
Scientific Methods in Persuasion Research
The two primary research methods in persuasion studies are:
• Experiments:
Controlled settings that allow causal inference — showing whether one variable causes
change in another (high internal validity, lower external validity).
• Surveys:
Observational or questionnaire-based methods identifying relationships between
variables in real-world contexts (high external validity, but limited causal inference).
In practice, persuasion research balances these approaches to achieve both scientific control and
ecological realism.
Application to the Course
The course continuously applies this empirical approach to evaluate and refine persuasion
theories, including:
• Elaboration Likelihood Model (ELM)
• Heuristic-Systematic Model (HSM)
• Cognitive Dissonance Theory
• Social Judgment Theory
These frameworks are constantly updated and tested through empirical studies to
understand and predict communication effects more accurately.
This comprehensive overview covers the content of Lecture 1: Introduction, drawing on the
prescribed literature (Chapters 1 and 2 of Perloff’s The Dynamics of Persuasion, 2017 edition)
and related lecture material.
The lecture establishes the foundational scope of the course by defining persuasion,
distinguishing it from related concepts (such as coercion, propaganda, and marketing
communication), and emphasizing the necessity of a scientific approach to studying persuasion.
1. Defining Persuasion and Persuasive Communication
At the core of the course is the formal definition of persuasive communication, which serves
as the basis for all subsequent topics.
Definition of Persuasion (Lecture/Literature):
“Persuasion is a symbolic process in which communicators try to convince other people to
change their attitudes or behaviors regarding an issue through the transmission of a message in
an atmosphere of free choice.”
This definition highlights that persuasion is both a communicative and psychological process.
It includes five interrelated components, each central to understanding how persuasion
operates.
Component Description
Persuasion uses symbols (words, images, nonverbal cues). It is
Symbolic Process fundamentally a communicative activity that involves meaning-
making rather than direct behavioral control.
The persuader consciously and purposefully tries to influence another
Attempt to Influence person. This intentionality distinguishes persuasion from
(“Try” Part / unintentional social influence or mere exposure effects. If no
Intentionality) persuasive intent exists (as in certain art or news), communication
becomes a borderline case of persuasion.
A verbal or nonverbal message must be conveyed. Messages may
Transmission of a
rely on arguments (central cues) or simple peripheral cues (e.g.,
Message
attractiveness, number of likes).
The recipient must have some degree of freedom to accept or reject
the message. If compliance is achieved through force or threats, it
Atmosphere of Free
constitutes coercion, not persuasion. However, persuasion and
Choice
coercion often overlap in real contexts, making the boundary
ambiguous.
, Component Description
Goal: Change (or The primary aim is to induce people to alter, shape, or reinforce
Reinforcement) of existing attitudes and behaviors. Persuasion can involve change,
Attitudes or Behavior stabilization, or strengthening of prior positions.
Persuasion vs. Related Concepts
Persuasion often overlaps with, but is distinct from, several adjacent communication phenomena.
Persuasion vs. Marketing Communication (Marcom)
• Persuasive communication is a broader concept; it forms the foundation of most
marketing communication.
• Marketing communication, however, extends beyond pure attitude or behavior change.
It also encompasses:
o Attention / Awareness (Memory effects)
o Branding and Identity building
o Targeting & Positioning
o Choice of Channels (offline vs. online)
o Campaign Strategy and Design
Hence, all marketing communication is persuasive, but not all persuasion is marketing.
Persuasion vs. Coercion
• Persuasion operates through reasoning, symbol use, and an atmosphere of free choice.
• Coercion relies on force, threat, or constraint, removing freedom of choice.
• Yet, the two can overlap — for example, social or institutional pressures may blur the
line between voluntary compliance and coercive influence.
Persuasion vs. Propaganda
Both use communication to shape attitudes and behaviors, but propaganda differs in its intent,
structure, and ethical character:
1. Leaders or institutions often exert near-total control over information flow.
2. Relies on mass or social media to reach and dominate public opinion.
3. Employs deceptive, manipulative, and one-sided language, presenting only a selective
version of facts.
Borderline Cases: News and Art
• News and art are often considered borderline cases of persuasion:
o They influence worldviews and perceptions.
, o However, they typically lack explicit persuasive intent or a direct goal of attitude
change.
o News aims for (at least nominal) objectivity, and art aims for expression or
reflection rather than behavioral modification.
2. Course Overview and Learning Goals
The course introduces a scientific and theoretical approach to persuasion, aiming to move
beyond everyday assumptions such as “looking attractive” or “speaking confidently.”
Instead, it focuses on why and how persuasion works, under what conditions, and through
which mechanisms.
Course Goals
1. Acquire Knowledge:
Understand what works, what doesn’t work, and why.
Gain familiarity with major theories, models, and empirical findings in persuasion.
2. Develop Analytical Skills:
Learn to systematically analyze persuasive messages and predict their effects based on:
o Sender characteristics (e.g., credibility, attractiveness, expertise)
o Message characteristics (e.g., framing, emotional appeals, argument strength)
o Receiver characteristics (e.g., involvement, personality, attitudes)
o Context characteristics (e.g., medium, setting, social environment)
3. Apply Insights Practically:
o Predict whether a given message is likely to be effective.
o Recognize when and how others attempt to persuade you.
o Develop the ability to design and deliver persuasive messages more effectively.
The course therefore combines theoretical understanding with practical application,
grounding everyday persuasion in research-based knowledge.
3. The Need for a Scientific Approach
The study of persuasion in this course adopts a social scientific perspective, distinguishing it
from intuition, opinion, or “armchair philosophizing.”
Why a Scientific Approach Is Essential
• Empirical Foundation:
Scientific inquiry relies on observation and evidence rather than assumption.
Researchers formulate theories, derive hypotheses, and test them empirically through
data collection and analysis.
, • Understanding Psychological Processes:
To grasp why messages succeed or fail, one must understand the cognitive and
emotional mechanisms by which people process persuasive communication (e.g., via the
Elaboration Likelihood Model and other process theories).
Communication effects cannot be understood without understanding how people
interpret and evaluate messages.
• Overcoming Lack of Self-Insight:
People often misjudge their susceptibility to persuasion.
They tend to believe they have a “canny ability to see through what other people are
trying to sell.”
However, empirical research shows that individuals are often unaware of the subtle
influences shaping their attitudes and decisions.
• Understanding Complexity:
Persuasion is an “endlessly complex phenomenon.”
It operates through numerous, often invisible, psychological and social mechanisms.
A scientific framework provides coherence and clarity in understanding the “blooming,
buzzing confusion of persuasion” (Perloff, 2017).
Scientific Methods in Persuasion Research
The two primary research methods in persuasion studies are:
• Experiments:
Controlled settings that allow causal inference — showing whether one variable causes
change in another (high internal validity, lower external validity).
• Surveys:
Observational or questionnaire-based methods identifying relationships between
variables in real-world contexts (high external validity, but limited causal inference).
In practice, persuasion research balances these approaches to achieve both scientific control and
ecological realism.
Application to the Course
The course continuously applies this empirical approach to evaluate and refine persuasion
theories, including:
• Elaboration Likelihood Model (ELM)
• Heuristic-Systematic Model (HSM)
• Cognitive Dissonance Theory
• Social Judgment Theory
These frameworks are constantly updated and tested through empirical studies to
understand and predict communication effects more accurately.