UHC ETHICS AND COMPLIANCE NEWEST
EXAM QUESTIONS WITH DETAILED
VERIFIED ANSWERS (100% CORRECT)
ALREADY GRADED A+ / 2025
In terms of events, which of the following is true?
Agents must only report formal marketing/sales events UnitedHealthcare.
Agents must only report informal marketing/sales events to UnitedHealthcare.
Agents must only report formal and informal marketing/sales events to
UnitedHealthcare. - CORRECT ANSWER - ...
When completing an enrollment application in LEAN, why is an agent prohibited
from entering his or her own email address in a field available for the consumer's
email address?
The consumer/member would not receive plan related correspondence intended for
him/her.
The enrollment application may be denied.
The agent may experience commission payment processing issues. - CORRECT
ANSWER - The consumer/member would not receive plan related correspondence
intended for him/her.
Which election period runs from October 15 to December 7 and allows consumers
to elect to join a Medicare Advantage Plan or switch to a different plan?
Open Enrollment Period (OEP)
Special Election Period (SEP)
Initial Coverage Election Period (ICEP)
, Annual Election Period (AEP) - CORRECT ANSWER - Annual Election Period
(AEP)
Which of the following materials is an agent NOT permitted to display and/or
distribute at a marketing/sales event?
Medicare Made Clear brochures from the UnitedHealthcare Toolkit.
Pens and notepads that contain the agent's contact information.
5-dollar gift cards to an in-network pharmacy.
Generic business reply cards for Medicare products. - CORRECT ANSWER - 5-
dollar gift cards to an in-network pharmacy.
Mr. and Mrs. Nelson, who are current members, unexpectedly walk into Jake's
insurance agency office and ask him to discuss Medicare Advantage Plans. Does
Jake need to obtain a Scope of Appointment (SOA) form?
Yes, but just one because the Nelsons are husband and wife.
Yes, he needs to obtain an SOA from both Mr. and Mrs. Nelson.
No, because the Nelsons are current members.
No, because the Nelsons walked into his office instead of scheduling an
appointment in their home. - CORRECT ANSWER - Yes, he needs to obtain an
SOA from both Mr. and Mrs. Nelson.
Educational events allow for which of the following to occur?
Provide objective information about the Medicare program and/or health
improvement and wellness.
Provide an opportunity to review benefits, premiums, and product information with
consumers.
Provide an opportunity to steer a consumer toward a specific or limited number of
plans.
EXAM QUESTIONS WITH DETAILED
VERIFIED ANSWERS (100% CORRECT)
ALREADY GRADED A+ / 2025
In terms of events, which of the following is true?
Agents must only report formal marketing/sales events UnitedHealthcare.
Agents must only report informal marketing/sales events to UnitedHealthcare.
Agents must only report formal and informal marketing/sales events to
UnitedHealthcare. - CORRECT ANSWER - ...
When completing an enrollment application in LEAN, why is an agent prohibited
from entering his or her own email address in a field available for the consumer's
email address?
The consumer/member would not receive plan related correspondence intended for
him/her.
The enrollment application may be denied.
The agent may experience commission payment processing issues. - CORRECT
ANSWER - The consumer/member would not receive plan related correspondence
intended for him/her.
Which election period runs from October 15 to December 7 and allows consumers
to elect to join a Medicare Advantage Plan or switch to a different plan?
Open Enrollment Period (OEP)
Special Election Period (SEP)
Initial Coverage Election Period (ICEP)
, Annual Election Period (AEP) - CORRECT ANSWER - Annual Election Period
(AEP)
Which of the following materials is an agent NOT permitted to display and/or
distribute at a marketing/sales event?
Medicare Made Clear brochures from the UnitedHealthcare Toolkit.
Pens and notepads that contain the agent's contact information.
5-dollar gift cards to an in-network pharmacy.
Generic business reply cards for Medicare products. - CORRECT ANSWER - 5-
dollar gift cards to an in-network pharmacy.
Mr. and Mrs. Nelson, who are current members, unexpectedly walk into Jake's
insurance agency office and ask him to discuss Medicare Advantage Plans. Does
Jake need to obtain a Scope of Appointment (SOA) form?
Yes, but just one because the Nelsons are husband and wife.
Yes, he needs to obtain an SOA from both Mr. and Mrs. Nelson.
No, because the Nelsons are current members.
No, because the Nelsons walked into his office instead of scheduling an
appointment in their home. - CORRECT ANSWER - Yes, he needs to obtain an
SOA from both Mr. and Mrs. Nelson.
Educational events allow for which of the following to occur?
Provide objective information about the Medicare program and/or health
improvement and wellness.
Provide an opportunity to review benefits, premiums, and product information with
consumers.
Provide an opportunity to steer a consumer toward a specific or limited number of
plans.
