The firm makes it easier for investors and traders to buy and sell.
The firm provides liquidity.
Without market making, there may be insufficient transactions and less overall
investment activities. A firm that provides liquidity to the markets at all times.
primary goal of profiting on the bid-ask spread
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, Market Makers
Income statement, balance sheet, cash flow.
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Financial Statements
the highest point between the end of an economic expansion and the start of a
contraction in a business cycle.
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Peak
A financial institution that holds customers' securities for safekeeping in order to
minimize the risk of their theft or loss.
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Custodians
the stage of the economy's business cycle that marks the end of a period of declining
business activity and the transition to expansion.
,The business cycle is the upward and downward movement of gross domestic
product and consists of recessions and expansions that end in peaks and troughs.
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Trough
Monetary or Fiscal policy will either inflate or deflate asset prices.
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Growth effects on bond and equity markets
acts as the legal owner of trust assets, and is responsible for handling any of the
assets held in trust, tax filings for the trust, and distributing the assets according to the
terms of the trust.
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Trustees
thought is that government intervention can stabilize the economy
an economic theory of total spending in the economy and its effects on output and
inflation.
a theory that says the government should increase demand to boost growth.
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, Keynesian Economic Theory
During your association with a firm you may not be an employee, independent
contractor, sole proprietor, officer, director or partner of another person as a result of
any business activity outside the scope of the relationship with your firm, unless you
have provided prior written notice to your firm pursuant to FINRA Rule 3270.
Accordingly, you should discuss with your supervisor any offer to work part-time or
off-hours with any other business concern or receipt of any form of compensation
from a source other than your firm. Your firm must evaluate your proposed outside
business activities to determine whether to impose conditions, limit or even prohibit
your proposed activity because such activity may interfere with your role at the firm
or be perceived by customers as part of the firm's business.
http://www.finra.org/industry/manage-your-career/obligations
http://finra.complinet.com/en/display/display_main.html?rbid=2403&record_id=16455
http://finra.complinet.com/en/display/display.html?rbid=2403&element_id=12012
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Outside Business Activities
When a company publicly sells new stocks and bonds for the first time, it does so in
this capital market.
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The Primary Market
The firm provides liquidity.
Without market making, there may be insufficient transactions and less overall
investment activities. A firm that provides liquidity to the markets at all times.
primary goal of profiting on the bid-ask spread
Give this one a try later!
, Market Makers
Income statement, balance sheet, cash flow.
Give this one a try later!
Financial Statements
the highest point between the end of an economic expansion and the start of a
contraction in a business cycle.
Give this one a try later!
Peak
A financial institution that holds customers' securities for safekeeping in order to
minimize the risk of their theft or loss.
Give this one a try later!
Custodians
the stage of the economy's business cycle that marks the end of a period of declining
business activity and the transition to expansion.
,The business cycle is the upward and downward movement of gross domestic
product and consists of recessions and expansions that end in peaks and troughs.
Give this one a try later!
Trough
Monetary or Fiscal policy will either inflate or deflate asset prices.
Give this one a try later!
Growth effects on bond and equity markets
acts as the legal owner of trust assets, and is responsible for handling any of the
assets held in trust, tax filings for the trust, and distributing the assets according to the
terms of the trust.
Give this one a try later!
Trustees
thought is that government intervention can stabilize the economy
an economic theory of total spending in the economy and its effects on output and
inflation.
a theory that says the government should increase demand to boost growth.
Give this one a try later!
, Keynesian Economic Theory
During your association with a firm you may not be an employee, independent
contractor, sole proprietor, officer, director or partner of another person as a result of
any business activity outside the scope of the relationship with your firm, unless you
have provided prior written notice to your firm pursuant to FINRA Rule 3270.
Accordingly, you should discuss with your supervisor any offer to work part-time or
off-hours with any other business concern or receipt of any form of compensation
from a source other than your firm. Your firm must evaluate your proposed outside
business activities to determine whether to impose conditions, limit or even prohibit
your proposed activity because such activity may interfere with your role at the firm
or be perceived by customers as part of the firm's business.
http://www.finra.org/industry/manage-your-career/obligations
http://finra.complinet.com/en/display/display_main.html?rbid=2403&record_id=16455
http://finra.complinet.com/en/display/display.html?rbid=2403&element_id=12012
Give this one a try later!
Outside Business Activities
When a company publicly sells new stocks and bonds for the first time, it does so in
this capital market.
Give this one a try later!
The Primary Market
