CIA Exam Part 1 - Quality and the QAIP
Questions and Answers 100% Solved
Who is the main beneficiary of quality assurance and improvement program (QAIP) internal and
external assessments?
A) Senior Management
B) Chief audit executive
C) Internal Audit staff
D) Audit Committee Correct Answ_B) Chief audit executive
A quality assessment team that is part of a quality assurance and improvement program has
selected ten sets of workpapers to be reviewed for conformance to the Standards. The department
uses manual workpapers because there are only five team members. The chief audit executive is
unable to provide one set of workpapers because they have been lost. The review of the
remaining nine sets of workpapers demonstrates conformance. What points should the quality
assessment team include in its report?
, A) Correct Answ_C) The department "generally conforms" to the Standards, but it would be
best if the department migrates to the use of automated workpapers, as this is a best practice and
could prevent loss of future workpapers.
Which would constitute the simplest acceptable peer review team relationship formed from
members of one or more outside organizations (denoted A, B, C, D, etc.) for purposes of an
external quality assessment as part of a quality assurance and improvement program (QAIP)?
A) A reviews B, and B reviews A.
B) A reviews B, B reviews C, C reviews D, and D reviews A, but all rotate to new assignments
the next time.
C) A reviews B, B reviews C, and C reviews A.
D) All teams do a self-assessment, and A Correct Answ_C) A reviews B, B reviews C, and C
reviews A.
An external quality assessment as part of a quality assurance and improvement program (QAIP)
of an internal audit department provides reasonable assurance of what?
A) Senior management's and board of director's level of satisfaction with assurance and
consulting services
Questions and Answers 100% Solved
Who is the main beneficiary of quality assurance and improvement program (QAIP) internal and
external assessments?
A) Senior Management
B) Chief audit executive
C) Internal Audit staff
D) Audit Committee Correct Answ_B) Chief audit executive
A quality assessment team that is part of a quality assurance and improvement program has
selected ten sets of workpapers to be reviewed for conformance to the Standards. The department
uses manual workpapers because there are only five team members. The chief audit executive is
unable to provide one set of workpapers because they have been lost. The review of the
remaining nine sets of workpapers demonstrates conformance. What points should the quality
assessment team include in its report?
, A) Correct Answ_C) The department "generally conforms" to the Standards, but it would be
best if the department migrates to the use of automated workpapers, as this is a best practice and
could prevent loss of future workpapers.
Which would constitute the simplest acceptable peer review team relationship formed from
members of one or more outside organizations (denoted A, B, C, D, etc.) for purposes of an
external quality assessment as part of a quality assurance and improvement program (QAIP)?
A) A reviews B, and B reviews A.
B) A reviews B, B reviews C, C reviews D, and D reviews A, but all rotate to new assignments
the next time.
C) A reviews B, B reviews C, and C reviews A.
D) All teams do a self-assessment, and A Correct Answ_C) A reviews B, B reviews C, and C
reviews A.
An external quality assessment as part of a quality assurance and improvement program (QAIP)
of an internal audit department provides reasonable assurance of what?
A) Senior management's and board of director's level of satisfaction with assurance and
consulting services
