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Certified Compliance and Ethics Professional
(CCEP) Practice Questions And Answers
100% Guaranteed Pass.
What is the first thing you should do after you identify the risks in your organization? -
Answer✔Prioritize
How often to rotate lead auditor, coordinating partner, and/or reviewing partner off an audity? -
Answer✔Every 5 years
What does discipline need to be? - Answer✔Case-specific and consistent
What is the first thing to do when you are ready to discipline? - Answer✔Respond appropriately
What is the second step regarding discipline after you have responded? - Answer✔Prevent future
occurrences
Which act imposes liability on persons/companies that defraud the government? - Answer✔False
Claims Act (FCA)
Which act prohibits employees from paying, offering, or promising to pay officials of other
countries for the purpose of obtaining or maintaining their business? - Answer✔Foreign Corrupt
Practices Act (FCPA)
What are the three areas the DOJ looks at when deciding punishment? - Answer✔Public benefit,
public harm, and how indictment would impact the org culture
What is the first basic compliance element? - Answer✔Establish standards, policies, and
procedures
What is the first and best line of defense in compliance? - Answer✔Education
What is the first step of a compliance program development? - Answer✔Structure
What is worse than not having a compliance policy? - Answer✔Having one and not following it
What should you align your compliance program with? - Answer✔Org's mission, value, vision
and code of conduct
What is the best reporting mechanism? - Answer✔Open door policy
1|Page
Certified Compliance and Ethics Professional
(CCEP) Practice Questions And Answers
100% Guaranteed Pass.
What is the first thing you should do after you identify the risks in your organization? -
Answer✔Prioritize
How often to rotate lead auditor, coordinating partner, and/or reviewing partner off an audity? -
Answer✔Every 5 years
What does discipline need to be? - Answer✔Case-specific and consistent
What is the first thing to do when you are ready to discipline? - Answer✔Respond appropriately
What is the second step regarding discipline after you have responded? - Answer✔Prevent future
occurrences
Which act imposes liability on persons/companies that defraud the government? - Answer✔False
Claims Act (FCA)
Which act prohibits employees from paying, offering, or promising to pay officials of other
countries for the purpose of obtaining or maintaining their business? - Answer✔Foreign Corrupt
Practices Act (FCPA)
What are the three areas the DOJ looks at when deciding punishment? - Answer✔Public benefit,
public harm, and how indictment would impact the org culture
What is the first basic compliance element? - Answer✔Establish standards, policies, and
procedures
What is the first and best line of defense in compliance? - Answer✔Education
What is the first step of a compliance program development? - Answer✔Structure
What is worse than not having a compliance policy? - Answer✔Having one and not following it
What should you align your compliance program with? - Answer✔Org's mission, value, vision
and code of conduct
What is the best reporting mechanism? - Answer✔Open door policy
1|Page
