FDIC TE JF Exam Study Guide
Solutions
Part 335 Reporting Thresholds - ANSWER✔✔-Securities Act of 1942
TA > $1M
and 500 shareholders (750 at initiation; 500 ongoing)
What loan problem is this:
Absence sound lending policies, lack of sound credit judgment, lacking
margin of security, insufficient owner equity - ANSWER✔✔-Poor Risk
Selection
Sales Treatment (Loans)
II RP NR - ANSWER✔✔-Isolated Interest
Right to Pledge
Copyright ©EMILLYCHARLOTE 2025 ACADEMIC YEAR, ALL RIGHTS RESERVED. Page 1/80
,No Repurchase
Minimum New Institution Policies Required
FILL - ANSWER✔✔-Funds Management
Investment
Loan
Liquidity
State Report Adequacy Criterion
CAED - ANSWER✔✔-Completeness
Arrangements
Exam Objectives
Documentation
Purposes of Capital
PRAP - ANSWER✔✔-Promote confidence
Restrict excessive asset growth
Absorb losses
Copyright ©EMILLYCHARLOTE 2025 ACADEMIC YEAR, ALL RIGHTS RESERVED. Page 2/80
,Protect DIF
IT Rating Areas
MADS - ANSWER✔✔-Management
Audit
Development and Acquisition
Support & Delivery
Reg O Executive Officers - ANSWER✔✔-Cashier
Chairment
VP
Secretary
President
Treasurer
(Or participates in policy making function)
Money Laundering Stages
Copyright ©EMILLYCHARLOTE 2025 ACADEMIC YEAR, ALL RIGHTS RESERVED. Page 3/80
, PLI - ANSWER✔✔-Placement
Layering
Integration
Trust Exam Components
MOECA - ANSWER✔✔-Management
Operations/Controls/Audit
Earnings
Compliance
Asset Management
Unsuitable Investment Activities
PAWREG - ANSWER✔✔-Pair-offs
Adjusted
When-issued
repositioning repo
extended settlement
Copyright ©EMILLYCHARLOTE 2025 ACADEMIC YEAR, ALL RIGHTS RESERVED. Page 4/80
Solutions
Part 335 Reporting Thresholds - ANSWER✔✔-Securities Act of 1942
TA > $1M
and 500 shareholders (750 at initiation; 500 ongoing)
What loan problem is this:
Absence sound lending policies, lack of sound credit judgment, lacking
margin of security, insufficient owner equity - ANSWER✔✔-Poor Risk
Selection
Sales Treatment (Loans)
II RP NR - ANSWER✔✔-Isolated Interest
Right to Pledge
Copyright ©EMILLYCHARLOTE 2025 ACADEMIC YEAR, ALL RIGHTS RESERVED. Page 1/80
,No Repurchase
Minimum New Institution Policies Required
FILL - ANSWER✔✔-Funds Management
Investment
Loan
Liquidity
State Report Adequacy Criterion
CAED - ANSWER✔✔-Completeness
Arrangements
Exam Objectives
Documentation
Purposes of Capital
PRAP - ANSWER✔✔-Promote confidence
Restrict excessive asset growth
Absorb losses
Copyright ©EMILLYCHARLOTE 2025 ACADEMIC YEAR, ALL RIGHTS RESERVED. Page 2/80
,Protect DIF
IT Rating Areas
MADS - ANSWER✔✔-Management
Audit
Development and Acquisition
Support & Delivery
Reg O Executive Officers - ANSWER✔✔-Cashier
Chairment
VP
Secretary
President
Treasurer
(Or participates in policy making function)
Money Laundering Stages
Copyright ©EMILLYCHARLOTE 2025 ACADEMIC YEAR, ALL RIGHTS RESERVED. Page 3/80
, PLI - ANSWER✔✔-Placement
Layering
Integration
Trust Exam Components
MOECA - ANSWER✔✔-Management
Operations/Controls/Audit
Earnings
Compliance
Asset Management
Unsuitable Investment Activities
PAWREG - ANSWER✔✔-Pair-offs
Adjusted
When-issued
repositioning repo
extended settlement
Copyright ©EMILLYCHARLOTE 2025 ACADEMIC YEAR, ALL RIGHTS RESERVED. Page 4/80
