CAIA Level 1| 310 Questions and Answers (Graded A)
CAIA Level 1| 310 Questions and Answers (Graded A)CAIA Level 1| 310 Questions and Answers (Graded A)CAIA Level 1| 310 Questions and Answers (Graded A) Standard I(A) - Knowledge of Law - ANSWER-Understand and comply with all applicable laws, rules and regulations (including the CFA institutes code) of any government, regulatory organization, licensing agency, or professional association governing their professional activities. In the event of a conflict, comply with the more strict law, rule or regulation. Must not knowingly participate or assist in and must disassociate from any violation of such laws, rules or regulations Standard I(B)- Independence and Objectivity - ANSWER-Use reasonable care and judgement to achieve and maintain independence and objectivity in their professional activities. Must not offer, solicit, or accept any gifts, benefit, compensation or consideration that reasonably could be expected to compromise their own or another independence and objectivity Standard I(C)- Misrepresentations - ANSWER-Must not knowingly make any misrepresentations relating to investment analysis, recommendations actions or other
Escuela, estudio y materia
- Institución
- CAIA Level 1
- Grado
- CAIA Level 1
Información del documento
- Subido en
- 29 de febrero de 2024
- Número de páginas
- 37
- Escrito en
- 2023/2024
- Tipo
- Examen
- Contiene
- Preguntas y respuestas
Temas
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