Investment Banking Quiz 135 Practice Test with answers| Updated 2024

after financial crisis they became banks so they are subject to regulatory authority - ️️investment bank what is universal bank/examples of universal bank - ️️a Universal Bank offers commercial banking and investment banking JP Morgan, Citi Investment Banking Division IBD , also named "corporate finance or advisory" Provides what 2 services - ️️capital raise (raising money through debt or equity markets) advisory (M&A, LBO, restructuring) Roles of Investment bank other than Capital Raise and Advisory - ️️Sales and Trading Research Asset Management Proprietary trading (ended by Dodd Frank Volckler Rule) Private Banking Sales and Trading provides ___________ to the marketplace - ️️liquidity Sales and Trading often referred to as "market making" because they provide liquidity to the marketplace. Sales and Trading earns revenues via ____________ and to a lesser extent_____________ - ️️S&T earns revenue via trading commission and to a lesser extent trading profits