Trad able assets Study guides, Study notes & Summaries
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INT4801 ASSIGNMENT PACK 2
- Other • 14 pages • 2021
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The assignment pack 2 explains how questions must be answered, giving examples in the process as well as hints and referrals where students can get answers.
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SIE Exam Preview/Recap. 100% Coverage. Comprehensive, Guaranteed understanding.
- Exam (elaborations) • 168 pages • 2023
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SIE Exam Preview/Recap. 100% Coverage. Comprehensive, Guaranteed understanding. 
 
purpose of securities industry - matching investors with money to issuers that need that money to finance 
 
issuer - legal entity that sells securities in order to finance its operations (business, governments) ie. us treasury, us gov agencies, foreign governments, state and local governments, corps, banks 
 
methods issuers use to raise capital - 1) issue debt securities (bonds) and 2) issues equity securities (...