Credit agreements Study guides, Study notes & Summaries

Conduct and Practices Handbook (CPH) Exam 136 Questions with Answers Duty of care - CORRECT ANSWER This refers to obligation #3 of registered representative (RR) about acting honestly, in good faith, and in a professional manner. This is a requirement to provide advice to clients with those attributes in mind along with the proper skills and knowledge to do so. It is important to note that the standard of care provided is not a standard of perfection. RRs are usually held to this standard muc...

RFO correct answer: state agency must issue a written, open and competitive request for offers; used for IT only. RFQ correct answer: solicitation method more like an application process, where it is very clear what is expected from the vendor. RFQ correct answer: price is negotiated after the selection of preferred respondents is made by the agency based on how well the respondents met the published qualifications. RFA correct answer: not a sanctioned method for procuring goods and...

ICAEW LawWhat does void mean and when are contracts void? That there is no valid contract and goods should be returned; - Illegality (must not be illegal or against public policy) What does voidable mean and when are contracts voidable? The contract can be ignored by the 'injured' party; - Lack of capacity (due to age or sound of mind) - Lack of free will (duress or undue influence) - Misrepresentation (incorrect facts that made the contract happen) Which agreements must be evi...

What type of listing is typically a verbal agreement? - correct answerAn Open Listing Implied Agency - correct answerRelationship was never discussed but actions of one or more of the parties "implied" a relationship exists. What two agreements are considered personal services agreements? - correct answerListing agreement and Buyer agreement When both the buyer and the seller are represented by the same brokerage firm is called: - correct answerDual Agency Who typically manages the...

Which of the following specify the requirements for reserves that a depository institution must maintain at a Federal Reserve Bank? a. Uniform Commercial Code Article 4A b. Federal Reserve Bank Operating Circular 4 c. Regulation D d. Regulation CC - correct answer C Which of the following specifically addresses national banks and their need to evaluate large dollar payment system network risks and requires reporting this to top management and maintaining agreements with all parties that they...

Business Acumen C201 Basic. Exam Questions and answers, APPROVED. RATED A+ Ch.17 In performing their jobs, most finance professionals seek to balance: risk and reward. taxes and revenues. profits and loss. investment and capital. - -risk and reward. Ch.17 _____ involves planning, obtaining, and managing a company's funds in order to accomplish its objectives as efficiently and effectively as possible. Accounting Auditing Finance Leverage - -Finance Ch.17 The process of maxim...

Which of the following should you recommend as a last step when building an ADR process for your employer? A. Establish formal complaint procedures. B. Engage an ombudsman to help resolve disputes. C. Allow disciplinary appeals to be assigned to a peer review panel. D. Train supervisors to utilize open-door techniques for employee feedback. - correct answer -C. There are many tools HR may use to build an effective alternative dispute resolution (ADR) process. A peer review panel may be an ef...

Solutions Manual Financial Accounting for MBAs 8th Edition Easton Solutions Manual Appendix C Comprehensive Case Road Map LO Learning Objective | Topics Page eLecture C-1 Explain and illustrate a review of financial statements and their components. Income Statement :: Balance Sheet :: Statement of Cash Flows :: Audit Opinion C-3 eC–1 C-2 Assess company profitability and creditworthiness. ROE Dis...

The surety relationship includes all of the following parties, EXCEPT: a. Surety b. Fiduciary c. Obligee d. Principal - correct answer b. Fiduciary All of the following are recognized bond terms, EXCEPT: a. Noncancelable (open term) b. Definite term c. Continuous term d. Revolving term - correct answer d. Revolving term In addition to assisting bond applicants to complete applications and indemnity agreements, some surety producers a. Investigate commercial surety bond losses. b....

Security Fundamentals Professional Certificate (SFPC) Exam Prep| All Areas Covered| Questions and Verified Answers (Latest 2023/ 2024 Update)- 100% Correct Q: Critical Program Information in DoD Answer: 1. U.S. capability elements that contribute to the warfighter's advantage throughout the life cycle, which if compromised or subject to unauthorized disclosure, decrease the advantage. 2. Elements or components of a Research, Development, and Acquisition (RDA) program that, if compromi...