Top Exam Questions and answers,
VERIFIED.
Compliance is the responsibility of the Compliance Officer, Compliance Committee, and Upper
Management only. - ✔✔-False
Ways to report a compliance issue include:
a. Telephone hotlines
b. Report on the Sponsor's website
c. In-person reporting to the compliance department/supervisor
d. All of the above - ✔✔-d. All of the above
What is the policy of non-retaliation?
a. Allows the Sponsor to discipline employees who violate the Code of Conduct
b. Prohibits management and supervisor from harassing employees for misconduct
c. Protects employees who, in good faith, report suspected non-compliance
d. Prevents fights between employees - ✔✔-c. Protects employees who, in good faith, report suspected
non-compliance
These are examples of issues that can be reported to a Compliance Department: suspected fraud, waste,
and abuse (FWA); potential health privacy violation, and unethical behavior/employee misconduct. -
✔✔-True
Once a corrective action plan begins addressing non-compliance or fraud, waste, and abuse (FWA)
committed by a Sponsor's employee or First-Tier, Downstream, or Related Entity's (FDR's) employee,
ongoing monitoring of the corrective actions is not necessary. - ✔✔-False
Medicare Parts C and D plan Sponsors are not required to have a compliance program. - ✔✔-False