AUI3704 Assignment 4
(COMPLETE ANSWERS)
Semester 2 2025 - DUE
25 September 2025
NO PLAGIARISM
[Pick the date]
[Type the company name]
, Exam (elaborations)
AUI3704 Assignment 4 (COMPLETE
ANSWERS) Semester 2 2025 - DUE 25
September 2025
Course
Managing the Internal Audit Activity (AUI3704)
Institution
University Of South Africa (Unisa)
Book
Wiley CIA Exam Review, Internal Audit Activity\'s Role in Governance, Risk,
and Control
AUI3704 Assignment 4 (COMPLETE ANSWERS) Semester 2 2025 - DUE 25
September 2025; 100% TRUSTED Complete, trusted solutions and
explanations. Ensure your success with us.
Question 1
What specific challenges or risks do internal auditors face when they use AI to gather
background information for audit engagements?
Risks of AI in Internal Audit: A Focus on
Information Gathering
While artificial intelligence offers powerful tools for internal auditors, its use for gathering
background information is not without its specific challenges. These risks must be carefully
managed to ensure the integrity, reliability, and security of the audit process.
1. Data Privacy and Confidentiality
A primary risk is the handling of sensitive, proprietary, or confidential information. When an
auditor uses an AI model to analyze internal documents or data, there's a risk that this
information could be exposed. This could happen if the data is sent to a third-party AI service
provider and not handled with adequate security protocols. The auditor must ensure that the AI
tool and its underlying infrastructure comply with the organization's data privacy policies and
any relevant regulations (e.g., GDPR, POPIA).
2. Bias and Accuracy of Information
(COMPLETE ANSWERS)
Semester 2 2025 - DUE
25 September 2025
NO PLAGIARISM
[Pick the date]
[Type the company name]
, Exam (elaborations)
AUI3704 Assignment 4 (COMPLETE
ANSWERS) Semester 2 2025 - DUE 25
September 2025
Course
Managing the Internal Audit Activity (AUI3704)
Institution
University Of South Africa (Unisa)
Book
Wiley CIA Exam Review, Internal Audit Activity\'s Role in Governance, Risk,
and Control
AUI3704 Assignment 4 (COMPLETE ANSWERS) Semester 2 2025 - DUE 25
September 2025; 100% TRUSTED Complete, trusted solutions and
explanations. Ensure your success with us.
Question 1
What specific challenges or risks do internal auditors face when they use AI to gather
background information for audit engagements?
Risks of AI in Internal Audit: A Focus on
Information Gathering
While artificial intelligence offers powerful tools for internal auditors, its use for gathering
background information is not without its specific challenges. These risks must be carefully
managed to ensure the integrity, reliability, and security of the audit process.
1. Data Privacy and Confidentiality
A primary risk is the handling of sensitive, proprietary, or confidential information. When an
auditor uses an AI model to analyze internal documents or data, there's a risk that this
information could be exposed. This could happen if the data is sent to a third-party AI service
provider and not handled with adequate security protocols. The auditor must ensure that the AI
tool and its underlying infrastructure comply with the organization's data privacy policies and
any relevant regulations (e.g., GDPR, POPIA).
2. Bias and Accuracy of Information
