Exam (elaborations)
CFA Investment Foundations Mock Exam Questions And Answers 2022/2023
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- Institution
Proprietary trading is most likely carried out by: dealers. brokers. settlement agents. - Answer- Dealers, Dealers act as principals, so they are deemed proprietary traders. Dealers trade on behalf of their own accounts and use their own capital to make markets. B is incorrect. Brokers arran...
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