Prospectus Study guides, Class notes & Summaries

CMP Practice Exam Graded A+ With Correct Questions & Answers When starting to plan an event, which of the following should be a priority by a meeting professional? - Correct answer-Needs Assessment The meeting professional for an association is planning to introduce advanced sustainable meting objectives. To successfully implement the new programme, the meeting professional should? - Correct answer-Communicate the objectives to all stakeholders and attendees/delegates When selecting ...

CMP Practice Exam Graded A+ With Correct Questions & Answers When starting to plan an event, which of the following should be a priority by a meeting professional? - Correct answer-Needs Assessment The meeting professional for an association is planning to introduce advanced sustainable meting objectives. To successfully implement the new programme, the meeting professional should? - Correct answer-Communicate the objectives to all stakeholders and attendees/delegates When selecting ...

QUESTION 1 1.1 Discuss the relevant section of the Companies Act 71 of 2008 that appears to be a codification of the common-law Turquand rule and highlight the similarities and the differences between the provisions of that particular section and the common-law Turquand rule. (10) 1.2 David is a non-executive director and chairperson of Free State Airlines SOC Ltd, a company that operates commercial flights between Johannesburg and Bloemfontein. David is also one of the major shareholders ...

Conduct and Practices Handbook (CPH) Exam 136 Questions with Answers Duty of care - CORRECT ANSWER This refers to obligation #3 of registered representative (RR) about acting honestly, in good faith, and in a professional manner. This is a requirement to provide advice to clients with those attributes in mind along with the proper skills and knowledge to do so. It is important to note that the standard of care provided is not a standard of perfection. RRs are usually held to this standard muc...

Notes on Corporate Finance for the LPC at BPP University. Why to waste money on notes that simply replicate the materials you receive in class? These Revision notes have been restructured and optimised for exams. I have spent months simplifying the material to make sure that they are easy to understand using a structured step-by-step guide and clear table formats. These notes are as concise as they can possibly be to make studying for exams quicker while summarising all SGS course conten...

Under section 7 of the Securities Act of 1933, which TWO of the following types of information must be included in a registration statement? I. Identity, address and jurisdiction of the issuer II. The specific price of the offering III. Capitalization of the issuer IV. Certified financial statement of the issuer's CEO A) I & III B) I & IV C) II & III D) II & IV correct answers A) I & III If an accounting firm certifies a valuation of corporate assets, the registration statement mus...

Before offering its shares to the public, a mutual fund must have: I 100 investors II 1,000 investors III $100,000 net worth IV $1,000,000 net worth correct answers I and III The transfer agent of a mutual fund would NOT handle which of the following functions? I.Promote the fund to the public II.Cancel (tear up) shares which are redeemed III.Issue new shares to investors IV.Distribute capital gains and dividends correct answers I. An open-end investment company prospectus would pr...

Statement of Cash Flows - Answer- Shows the change in cash balance for a period of time. Focuses only on items where cash is received, or cash is paid. Cash Flow from Operating Activities (CFO) - Answer- Cash flow that a company generates as a result of day-to-day business operations. Deals with Current Assets and Current Liabilities. Cash Flow from Investing Activities (CFI) - Answer- Cash flow that is generated from investments in long term assets. Cash Flow from Financing Activities ...

Securities Act of 1933 - The first major federal law regulating the securities industry. Focuses on the PRIMARY MARKET It requires firms issuing new stock in a public offering to file a registration statement with the SEC. Securities Act of 1934 - A law governing the SECONDARY trading of securities in the US; established the SEC (Securities and Exchange Commission). Securities Act of 1933 applies to - non-exempt issues What is needed per the Securities Act of 1933 before sales ca...

Certified Emergency Nurse Exam Review Fifth Edition by Jeff Solheim. A study guide to help in preparing for the final exam)Successfully completing the Certified Emergency Nurse (CEN) ® Exam is a cha llenge that has been completed by only a minority of emergency nurses. Successful completion of this exam exhibits to others that the bearer has demonstrated a knowledge base in the specialty of emergency nursing that exceeds his or her peers. This course is a review of emergency nursing designed to...

What type of risk is unique to a specific industry, business enterprise, or investment type? - ANSWER-Nonsystematic risk Under which of the following circumstances is an investor in a position to acquire stock? - ANSWER-Buy a call, sell a call (The holder of a call has the right to buy stock at the strike price if exercised. The seller of a put is obligated to buy stock at the strike price if exercised) Options- a premium - ANSWER-the cost of an option contract, expressed in dollars per sh...