CUSECO: Certified US Export
Compliance Officer Exam (Latest 2025
/ 2026) Questions and Verified Answers
| 100% Correct | Grade A
Questions 1–50: CUSECO Exam
Export Administration Regulations (EAR)
1. What is the DDTC electronic defense trade licensing system?
A. SNAP-R
B. D-Trade-2
C. ACE
D. AES
Answer: D-Trade-2
Rationale: D-Trade-2 is the Directorate of Defense Trade Controls (DDTC) system for
ITAR licensing, not EAR. However, it’s a common exam topic to differentiate from
SNAP-R (BIS system for EAR).
2. When is a Commerce License not required under the EAR? (Select all that apply)
A. A License Exception applies
B. No License Required (NLR) applies
C. An Encryption Licensing Arrangement applies
D. The item is on the USML
E. The destination is a sanctioned country
Answer: A License Exception applies, No License Required (NLR) applies, An
Encryption Licensing Arrangement applies
Rationale: A Commerce License is not needed if a License Exception, NLR, or
Encryption Licensing Arrangement applies. Items on the USML fall under ITAR, and
sanctioned countries often require licenses.
3. What is the purpose of the Export Control Classification Number (ECCN)?
A. Identifies items on the USML
B. Determines export control requirements under EAR
C. Tracks import duties
D. Regulates financial transactions
, Answer: Determines export control requirements under EAR
Rationale: ECCN classifies items on the Commerce Control List (CCL) to determine
EAR licensing requirements.
4. Who is responsible for proper AES filing under the EAR?
A. Foreign Principal Party in Interest (FPPI)
B. United States Principal Party in Interest (USPPI)
C. Intermediate consignee
D. Freight forwarder
Answer: United States Principal Party in Interest (USPPI)
Rationale: The USPPI is primarily responsible for accurate AES filing, ensuring
compliance with export regulations.
5. What is a routed transaction under the EAR?
A. A transaction requiring a DSP-85 form
B. Documentation where the FPPI assumes export compliance responsibility
C. An ITAR-exempt transaction
D. A temporary import
Answer: Documentation where the FPPI assumes export compliance responsibility
Rationale: In a routed transaction, the FPPI takes responsibility for export compliance,
including AES filing.
International Traffic in Arms Regulations (ITAR)
6. When is registration required under ITAR?
A. Producing or exporting USML articles
B. Importing consumer goods
C. Filing AES for EAR items
D. Conducting financial transactions
Answer: Producing or exporting USML articles
Rationale: ITAR requires registration for entities manufacturing, exporting, or brokering
items on the U.S. Munitions List (USML).
7. Where must the Destination Control Statement (DCS) be included under ITAR and
EAR? (Select all that apply)
A. Commercial invoice
B. Shipping label
C. Bill of lading
D. AES filing
E. Purchase order
Compliance Officer Exam (Latest 2025
/ 2026) Questions and Verified Answers
| 100% Correct | Grade A
Questions 1–50: CUSECO Exam
Export Administration Regulations (EAR)
1. What is the DDTC electronic defense trade licensing system?
A. SNAP-R
B. D-Trade-2
C. ACE
D. AES
Answer: D-Trade-2
Rationale: D-Trade-2 is the Directorate of Defense Trade Controls (DDTC) system for
ITAR licensing, not EAR. However, it’s a common exam topic to differentiate from
SNAP-R (BIS system for EAR).
2. When is a Commerce License not required under the EAR? (Select all that apply)
A. A License Exception applies
B. No License Required (NLR) applies
C. An Encryption Licensing Arrangement applies
D. The item is on the USML
E. The destination is a sanctioned country
Answer: A License Exception applies, No License Required (NLR) applies, An
Encryption Licensing Arrangement applies
Rationale: A Commerce License is not needed if a License Exception, NLR, or
Encryption Licensing Arrangement applies. Items on the USML fall under ITAR, and
sanctioned countries often require licenses.
3. What is the purpose of the Export Control Classification Number (ECCN)?
A. Identifies items on the USML
B. Determines export control requirements under EAR
C. Tracks import duties
D. Regulates financial transactions
, Answer: Determines export control requirements under EAR
Rationale: ECCN classifies items on the Commerce Control List (CCL) to determine
EAR licensing requirements.
4. Who is responsible for proper AES filing under the EAR?
A. Foreign Principal Party in Interest (FPPI)
B. United States Principal Party in Interest (USPPI)
C. Intermediate consignee
D. Freight forwarder
Answer: United States Principal Party in Interest (USPPI)
Rationale: The USPPI is primarily responsible for accurate AES filing, ensuring
compliance with export regulations.
5. What is a routed transaction under the EAR?
A. A transaction requiring a DSP-85 form
B. Documentation where the FPPI assumes export compliance responsibility
C. An ITAR-exempt transaction
D. A temporary import
Answer: Documentation where the FPPI assumes export compliance responsibility
Rationale: In a routed transaction, the FPPI takes responsibility for export compliance,
including AES filing.
International Traffic in Arms Regulations (ITAR)
6. When is registration required under ITAR?
A. Producing or exporting USML articles
B. Importing consumer goods
C. Filing AES for EAR items
D. Conducting financial transactions
Answer: Producing or exporting USML articles
Rationale: ITAR requires registration for entities manufacturing, exporting, or brokering
items on the U.S. Munitions List (USML).
7. Where must the Destination Control Statement (DCS) be included under ITAR and
EAR? (Select all that apply)
A. Commercial invoice
B. Shipping label
C. Bill of lading
D. AES filing
E. Purchase order
