AUI4862
EXAM PACK
Recent exam questions and answers
Summarised study notes
Exam tips and guidelines
+27 81 278 3372
DISCLAIMER & TERMS OF USE
1. Educational Aid: These study notes are designed to serve as educational aids and should not be considered as a
substitute for individual research, critical thinking, or professional guidance. Students are encouraged to
conduct their own extensive research and consult with their instructors or academic advisors for specific
assignment requirements.
2. Personal Responsibility: While every effort has been made to ensure the accuracy and reliability of the
information provided in these study notes, the seller cannot guarantee the completeness or correctness of all
the content. It is the responsibility of the buyer to verify the accuracy of the information and use their own
judgment when applying it to their assignments.
3. Academic Integrity: It is crucial for students to uphold academic integrity and adhere to their institution's
policies and guidelines regarding plagiarism, citation, and referencing. These study notes should be used as a
tool for learning and inspiration, but any direct reproduction of the content without proper acknowledgment and
citation may constitute academic misconduct.
4. Limited Liability: The seller of these study notes shall not be held liable for any direct or indirect damages,
losses, or consequences arising from the use of the notes. This includes, but is not limited to, poor grades,
academic penalties, or any other negative outcomes resulting from the application or misuse of the information
provide
]
, UNIVERSITY EXAMINATIONS
OCTOBER/NOVEMBER 2024
AUI4862
Advanced internal auditor’s responsibility in governance, risk management
and control
100 Marks
Duration: 3 Hours
Examiners:
First: Ms M Edwards
Second: Ms D de Vries
External: Dr L Nzama-Sithole
This paper consists of 9 pages.
Please take note that The Invigilator
app will request you to take a picture of
every page of your answer sheet at the
end of the assessment.
Please take note that this does not
replace your formal scan and upload to
your Learning Management System
(MyExams).
YOUR EXAM QR CODE & QR ACCESS CODE
INSTRUCTIONS ON THE DAY OF ASSESSMENT:
• Ensure you are connected to the internet to log into the Invigilator App and scan
this QR code.
• If you encounter difficulty in scanning the QR code, you can alternatively enter the
Exam Access Code below the QR code to start the invigilation.
• If you finish your assessment before the app timer has run out, you need to press
the ‘Finish Assessment’ button and follow instructions before you exit or minimise
the app.
• Scan the QR code at the start time of the assessment, unless otherwise specified
[SCROLL DOWN]
, CONFIDENTIAL
Page 2 of 9 AUI4862
OCTOBER/NOVEMBER 2024
by your institution, note that you can only scan this QR code once.
• The Invigilator App may request you to take photos of your examination script after
the assessment. Please follow the instructions on the app and take note that your
academic institution may still require you to submit your script on the relevant portal
(myExams).
• The QR code is only scannable for a limited time, and it should therefore be
scanned as soon as possible after the assessment commencement time.
• Keep the Invigilator App open on your smartphone for the full duration of the
assessment. You are not allowed to minimise or leave the app during your
assessment.
• You must adhere to the assessment time limit communicated to you by your
institution. The timer displayed in the Invigilator may vary depending on the start
time of invigilation.
FURTHER GUIDANCE:
• If you only have one device you may access your assessment in the application by
pressing the ‘Access Browser’ button in the top right corner of your app.
• Once the QR code is scanned, ensure your media volume is turned up and place
your smartphone next to you.
• The Invigilator App will notify you with a notification beep when you are required to
action a photo request, which you should then perform as soon as possible.
• We recommend that you keep your smartphone on charge for the duration of the
assessment.
• Ensure you are connected to the internet when commencing invigilation. You also
need to be connected to the internet at the end of the assessment to upload the
app data.
• If your assessment has multiple online sections, tests or attempts, you should NOT
finish the invigilation until your entire assessment has been completed.
• Should you encounter any technical difficulty, please WhatsApp The Invigilator
Helpdesk on +27 (0)73 505 8273.
EXAMINATION INSTRUCTIONS:
• The examination paper will be available for download 15 minutes before the official
time.
• You have 30 minutes after the official time of 3 hours to upload your submission.
• This is a closed-book examination.
• Save a copy of the examination paper before your start answering the
questions.
• Keep the Honesty Declaration in consideration throughout answering this
paper.
• Answer in a handwritten format or typed format on your computer, then
convert and upload the document in one PDF file.
• Write legibly and clearly and DO NOT password-protect your PDF file.
• Virus-infected files will not be marked.
• NO e-mailed submissions will be allowed.
• Commence the submission (uploading) of your answer file as soon as you
[SCROLL DOWN]
, CONFIDENTIAL
Page 3 of 9 AUI4862
OCTOBER/NOVEMBER 2024
have completed the assessment. Do not wait for the session to conclude.
• Verify the file detail before final submission.
• Good luck!
CONFIDENTIAL
QUESTION MAIN TOPIC MARKS
1 Enterprise risk management (ERM) 60
2 Corporate governance 30
3 Legislation 10
100
Please note:
Although the primary purpose of the examination is to test your knowledge,
understanding and application of the subject matter, the examiners will also take into
account your ability to organise and present your knowledge in written language of an
acceptable standard.
[SCROLL DOWN]
EXAM PACK
Recent exam questions and answers
Summarised study notes
Exam tips and guidelines
+27 81 278 3372
DISCLAIMER & TERMS OF USE
1. Educational Aid: These study notes are designed to serve as educational aids and should not be considered as a
substitute for individual research, critical thinking, or professional guidance. Students are encouraged to
conduct their own extensive research and consult with their instructors or academic advisors for specific
assignment requirements.
2. Personal Responsibility: While every effort has been made to ensure the accuracy and reliability of the
information provided in these study notes, the seller cannot guarantee the completeness or correctness of all
the content. It is the responsibility of the buyer to verify the accuracy of the information and use their own
judgment when applying it to their assignments.
3. Academic Integrity: It is crucial for students to uphold academic integrity and adhere to their institution's
policies and guidelines regarding plagiarism, citation, and referencing. These study notes should be used as a
tool for learning and inspiration, but any direct reproduction of the content without proper acknowledgment and
citation may constitute academic misconduct.
4. Limited Liability: The seller of these study notes shall not be held liable for any direct or indirect damages,
losses, or consequences arising from the use of the notes. This includes, but is not limited to, poor grades,
academic penalties, or any other negative outcomes resulting from the application or misuse of the information
provide
]
, UNIVERSITY EXAMINATIONS
OCTOBER/NOVEMBER 2024
AUI4862
Advanced internal auditor’s responsibility in governance, risk management
and control
100 Marks
Duration: 3 Hours
Examiners:
First: Ms M Edwards
Second: Ms D de Vries
External: Dr L Nzama-Sithole
This paper consists of 9 pages.
Please take note that The Invigilator
app will request you to take a picture of
every page of your answer sheet at the
end of the assessment.
Please take note that this does not
replace your formal scan and upload to
your Learning Management System
(MyExams).
YOUR EXAM QR CODE & QR ACCESS CODE
INSTRUCTIONS ON THE DAY OF ASSESSMENT:
• Ensure you are connected to the internet to log into the Invigilator App and scan
this QR code.
• If you encounter difficulty in scanning the QR code, you can alternatively enter the
Exam Access Code below the QR code to start the invigilation.
• If you finish your assessment before the app timer has run out, you need to press
the ‘Finish Assessment’ button and follow instructions before you exit or minimise
the app.
• Scan the QR code at the start time of the assessment, unless otherwise specified
[SCROLL DOWN]
, CONFIDENTIAL
Page 2 of 9 AUI4862
OCTOBER/NOVEMBER 2024
by your institution, note that you can only scan this QR code once.
• The Invigilator App may request you to take photos of your examination script after
the assessment. Please follow the instructions on the app and take note that your
academic institution may still require you to submit your script on the relevant portal
(myExams).
• The QR code is only scannable for a limited time, and it should therefore be
scanned as soon as possible after the assessment commencement time.
• Keep the Invigilator App open on your smartphone for the full duration of the
assessment. You are not allowed to minimise or leave the app during your
assessment.
• You must adhere to the assessment time limit communicated to you by your
institution. The timer displayed in the Invigilator may vary depending on the start
time of invigilation.
FURTHER GUIDANCE:
• If you only have one device you may access your assessment in the application by
pressing the ‘Access Browser’ button in the top right corner of your app.
• Once the QR code is scanned, ensure your media volume is turned up and place
your smartphone next to you.
• The Invigilator App will notify you with a notification beep when you are required to
action a photo request, which you should then perform as soon as possible.
• We recommend that you keep your smartphone on charge for the duration of the
assessment.
• Ensure you are connected to the internet when commencing invigilation. You also
need to be connected to the internet at the end of the assessment to upload the
app data.
• If your assessment has multiple online sections, tests or attempts, you should NOT
finish the invigilation until your entire assessment has been completed.
• Should you encounter any technical difficulty, please WhatsApp The Invigilator
Helpdesk on +27 (0)73 505 8273.
EXAMINATION INSTRUCTIONS:
• The examination paper will be available for download 15 minutes before the official
time.
• You have 30 minutes after the official time of 3 hours to upload your submission.
• This is a closed-book examination.
• Save a copy of the examination paper before your start answering the
questions.
• Keep the Honesty Declaration in consideration throughout answering this
paper.
• Answer in a handwritten format or typed format on your computer, then
convert and upload the document in one PDF file.
• Write legibly and clearly and DO NOT password-protect your PDF file.
• Virus-infected files will not be marked.
• NO e-mailed submissions will be allowed.
• Commence the submission (uploading) of your answer file as soon as you
[SCROLL DOWN]
, CONFIDENTIAL
Page 3 of 9 AUI4862
OCTOBER/NOVEMBER 2024
have completed the assessment. Do not wait for the session to conclude.
• Verify the file detail before final submission.
• Good luck!
CONFIDENTIAL
QUESTION MAIN TOPIC MARKS
1 Enterprise risk management (ERM) 60
2 Corporate governance 30
3 Legislation 10
100
Please note:
Although the primary purpose of the examination is to test your knowledge,
understanding and application of the subject matter, the examiners will also take into
account your ability to organise and present your knowledge in written language of an
acceptable standard.
[SCROLL DOWN]
