Exam (elaborations)
CISI Regulations Final Exam Study Questions with COMPLETE SOLUTIONS (LATEST 2024]
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CISI Regulations Final Exam Study Questions with COMPLETE SOLUTIONS (LATEST 2024] How many days do clients get to cancel an OEIC investment (when they receive a cancellation notice)? (Chapter 4) - CORRECT ANSWER 14 How long should MiFID client confirmation copies be kept? (Chapter 4) - CORRECT ANSWER 5 years How long should non-MiFID client confirmation copies be kept? (Chapter 4) - CORRECT ANSWER 3 years How long should pension transfer cancellation records be kept? (Chapter 4) - CORRECT ANSWER Indefinitely How frequently should valuation statements be provided to retail clients? (Chapter 4) - CORRECT ANSWER Semi-annually Who has established the standard method of client reconciliatio
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CISI Regulations
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CISI Regulations
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- CISI Regulations
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- Uploaded on
- May 18, 2024
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- 2023/2024
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cisi regulations final
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cisi regulations final exam study questions with
R217,72
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