8/20/23, 10:28 AM Assessment 1: Attempt review
QUIZ
Started on Saturday, 19 August 2023, 9:20 PM
State Finished
Completed on Sunday, 20 August 2023, 10:27 AM
Time taken 13 hours 6 mins
Question 1
Complete
Marked out of 5.00
The following statements regarding capital markets are provided:
a) The Main Board and the Alternative Exchange are the equity markets on the
Johannesburg Stock Exchange.
b) A rights offer is when new shares of a company is sold to the existing shareholders at a
discounted issue price.
c) Some of the requirements to be listed on the Alternative Exchange are that the company
should have subscribed capital of least R50 million in the form of at least 25 000 000 issues
shares, the applicant should have control over the majority of its assets, the public should
hold at least 10% of each class of equity security, the Alternative Exchange Director
Induction Programme must be completed by all the directors of the company, a profit forecast
must be provided etc.
d) The King IV report defines responsible investment as an approach to investing that
incorporate environmental, social and governance factors into investment decision-making.
e) Th Code for Responsible Investing in South Africa was launched in July 2011. The five
key principles of this code are (1) introduce controls to enhance a collaborative approach to
promote acceptance and implementation of the sound governance principles, (2) Incorporate
sustainability considerations, including ESG, inti its investment analysis and investment
activities, (3) Be transparent about the content of their policies, (4) Demonstrate its
acceptance of ownership in it investment arrangements and investment activities and (5)
Recognise the circumstances and relationships that hold a potential for conflicts of interests.
Which of the following statement(s) provided above is FALSE?
1. Option (c)
2. Option (e)
3. Options (a) and (c)
4. Options (b) and (e)
https://mymodules.dtls.unisa.ac.za/mod/quiz/review.php?attempt=12410691&cmid=624539 1/17
QUIZ
Started on Saturday, 19 August 2023, 9:20 PM
State Finished
Completed on Sunday, 20 August 2023, 10:27 AM
Time taken 13 hours 6 mins
Question 1
Complete
Marked out of 5.00
The following statements regarding capital markets are provided:
a) The Main Board and the Alternative Exchange are the equity markets on the
Johannesburg Stock Exchange.
b) A rights offer is when new shares of a company is sold to the existing shareholders at a
discounted issue price.
c) Some of the requirements to be listed on the Alternative Exchange are that the company
should have subscribed capital of least R50 million in the form of at least 25 000 000 issues
shares, the applicant should have control over the majority of its assets, the public should
hold at least 10% of each class of equity security, the Alternative Exchange Director
Induction Programme must be completed by all the directors of the company, a profit forecast
must be provided etc.
d) The King IV report defines responsible investment as an approach to investing that
incorporate environmental, social and governance factors into investment decision-making.
e) Th Code for Responsible Investing in South Africa was launched in July 2011. The five
key principles of this code are (1) introduce controls to enhance a collaborative approach to
promote acceptance and implementation of the sound governance principles, (2) Incorporate
sustainability considerations, including ESG, inti its investment analysis and investment
activities, (3) Be transparent about the content of their policies, (4) Demonstrate its
acceptance of ownership in it investment arrangements and investment activities and (5)
Recognise the circumstances and relationships that hold a potential for conflicts of interests.
Which of the following statement(s) provided above is FALSE?
1. Option (c)
2. Option (e)
3. Options (a) and (c)
4. Options (b) and (e)
https://mymodules.dtls.unisa.ac.za/mod/quiz/review.php?attempt=12410691&cmid=624539 1/17
